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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
SRC
451
Shufro Rose & Co
New York
$1.51M
APFBOT
452
Amica Pension Fund Board of Trustees
Rhode Island
$1.5M
CAN
453
Cetera Advisor Networks
California
$1.5M +$68.6K +872 +5%
JWBC
454
J.W. Burns & Co
New York
$1.49M -$2.2K -28 -0.2%
WA
455
Wheatland Advisors
Pennsylvania
$1.49M -$110K -1,395 -7%
Federated Hermes
456
Federated Hermes
Pennsylvania
$1.48M +$709K +9,016 +98%
HC
457
Hawkins Capital
Texas
$1.45M
Lord, Abbett & Co
458
Lord, Abbett & Co
New Jersey
$1.45M +$325K +4,129 +30%
FC
459
FIC Capital
New York
$1.43M -$8.73K -111 -0.6%
RHBC
460
R.H. Bluestein & Co
Michigan
$1.41M +$28.4K +361 +2%
PJSIMP
461
P.J. Schmidt Investment Management (PJS)
Wisconsin
$1.41M +$2.83K +36 +0.2%
ACI
462
Alpha Cubed Investments
California
$1.39M -$54K -686 -4%
CT
463
Coastline Trust
Rhode Island
$1.37M -$2.12K -27 -0.2%
BFM
464
Boston Financial Management
Massachusetts
$1.36M +$24.1K +307 +2%
WIS
465
Wright Investors Service
Connecticut
$1.36M -$796K -10,117 -38%
OCG
466
Opus Capital Group
Ohio
$1.35M -$83K -1,055 -6%
EFS
467
Essex Financial Services
Connecticut
$1.32M -$2.6K -33 -0.2%
SCM
468
Stonebridge Capital Management
California
$1.32M
MCM
469
Murphy Capital Management
New Jersey
$1.32M +$96.6K +1,228 +8%
AIG
470
American International Group
New York
$1.32M +$32.8K +417 +3%
FC
471
Fayerweather Charles
$1.31M -$3.07K -39 -0.2%
LIM
472
Leavell Investment Management
Alabama
$1.31M +$263K +3,344 +26%
WWM
473
Willingdon Wealth Management
North Carolina
$1.31M +$89K +1,131 +8%
K
474
Kemper
Illinois
$1.29M
MSFP
475
Mark Sheptoff Financial Planning
Connecticut
$1.29M -$87.3K -1,110 -7%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.