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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
451
Envestnet Asset Management
Illinois
$1.46M -$3.29M -45,122 -70%
PPSG
452
Princeton Portfolio Strategies Group
New Jersey
$1.44M +$95.2K +1,306 +7%
MPWT
453
MassMutual Private Wealth & Trust
Connecticut
$1.44M +$552K +7,571 +67%
SRC
454
Shufro Rose & Co
New York
$1.42M
APFBOT
455
Amica Pension Fund Board of Trustees
Rhode Island
$1.41M +$1.21M +16,614 +867%
JWBC
456
J.W. Burns & Co
New York
$1.4M -$8.09K -111 -0.6%
FIM
457
Foresters Investment Management
New York
$1.4M -$1.22M -16,740 -48%
T. Rowe Price Associates
458
T. Rowe Price Associates
Maryland
$1.4M
ACI
459
Alpha Cubed Investments
California
$1.36M -$1.37M -18,743 -51%
HC
460
Hawkins Capital
Texas
$1.36M
CAN
461
Cetera Advisor Networks
California
$1.35M +$112K +1,532 +10%
FC
462
FIC Capital
New York
$1.35M -$24.4K -335 -2%
OCG
463
Opus Capital Group
Ohio
$1.34M +$37.5K +514 +3%
PJSIMP
464
P.J. Schmidt Investment Management (PJS)
Wisconsin
$1.32M -$16.3K -223 -1%
RHBC
465
R.H. Bluestein & Co
Michigan
$1.3M
MSFP
466
Mark Sheptoff Financial Planning
Connecticut
$1.3M +$1.24M +17,054 New
KFP
467
Keystone Financial Planning
Ohio
$1.3M -$571K -7,841 -32%
CT
468
Coastline Trust
Rhode Island
$1.29M +$8.09K +111 +0.7%
ACM
469
Argentus Capital Management
Texas
$1.27M -$152K -2,089 -11%
WCM
470
Wunderlich Capital Managemnt
Tennessee
$1.27M -$45.9K -630 -4%
BFM
471
Boston Financial Management
Massachusetts
$1.26M +$14.9K +204 +1%
EFS
472
Essex Financial Services
Connecticut
$1.25M +$30.1K +413 +3%
SCM
473
Stonebridge Capital Management
California
$1.24M +$7.8K +107 +0.7%
FC
474
Fayerweather Charles
$1.24M -$1.68K -23 -0.1%
KFS
475
KMS Financial Services
Washington
$1.23M -$13.7K -188 -1%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.