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Novartis

761 hedge funds and large institutions have $18.7B invested in Novartis in 2013 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 282 increasing their positions, 294 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more call options, than puts

Call options by funds: $102M | Put options by funds: $79.7M

13% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 47

11% more capital invested

Capital invested by funds: $16.9B → $18.7B (+$1.82B)

2% more funds holding in top 10

Funds holding in top 10: 5455 (+1)

0.03% less ownership

Funds ownership: 9.93%9.91% (-0.03%)

0% less funds holding

Funds holding: 763761 (-2)

4% less repeat investments, than reductions

Existing positions increased: 282 | Existing positions reduced: 294

Holders
761
Holders Change
-2
Holders Change %
-0.26%
% of All Funds
24.68%
Holding in Top 10
55
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+1.85%
% of All Funds
1.78%
New
53
Increased
282
Reduced
294
Closed
47
Calls
$102M
Puts
$79.7M
Net Calls
+$22.5M
Net Calls Change
-$15.5M
Name Holding Trade Value Shares
Change
Change in
Stake
NAM
451
NorthCoast Asset Management
Connecticut
$1.12M +$60.5K +915 +6%
TU
452
TDAM USA
Ontario, Canada
$1.12M -$6.21M -93,815 -85%
SCM
453
Stonebridge Capital Management
California
$1.11M -$3.71K -56 -0.3%
RGA
454
Red Granite Advisors
Wisconsin
$1.11M -$18.5K -279 -2%
BFM
455
Boston Financial Management
Massachusetts
$1.11M -$36.9K -558 -3%
TCM
456
Texan Capital Management
Texas
$1.1M +$120K +1,808 +13%
K
457
Kemper
Illinois
$1.1M +$783K +11,830 +287%
NPC
458
National Planning Corporation
California
$1.09M +$400K +6,052 +63%
PWP
459
Private Wealth Partners
California
$1.08M
CAN
460
Cetera Advisor Networks
California
$1.08M -$70.1K -1,060 -6%
KFS
461
KMS Financial Services
Washington
$1.07M -$50.9K -769 -5%
TCOTO
462
Trust Company of the Ozarks
Missouri
$1.06M -$7.34K -111 -0.7%
IAS
463
IMA Advisory Services
Colorado
$1.06M +$62.8K +949 +7%
NPF
464
Norris Perne & French
Michigan
$1.05M -$9.26K -140 -0.9%
AIG
465
American International Group
New York
$1.05M -$10.2K -154 -1%
MCM
466
Murphy Capital Management
New Jersey
$1.04M -$11K -167 -1%
HT
467
HighTower Trust
Texas
$1.04M +$243K +3,673 +32%
WSCM
468
Wellington Shields Capital Management
New York
$1.04M +$44.3K +669 +5%
Mirae Asset Global Investments
469
Mirae Asset Global Investments
South Korea
$1.04M
DMC
470
Drexel Morgan & Co
Pennsylvania
$1.03M +$402K +6,079 +68%
SCM
471
Shelton Capital Management
Colorado
$1.03M
FC
472
Fayerweather Charles
$1.02M
ATC
473
Argent Trust Company
Louisiana
$1.02M -$7.41K -112 -0.7%
JMH
474
J.M. Hartwell
New York
$1M
First Eagle Investment Management
475
First Eagle Investment Management
New York
$1M

NVS Hedge Fund Activity: Q3 2013 in Review

761 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2013, worth a combined $18.7B — up 11% from $16.9B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new NVS positions and 47 closed out — a net gain of 6 holders — while 282 added to existing stakes and 294 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $84.8M. The largest seller was Morgan Stanley, cutting an estimated $142M.

  • 761 institutional investors held Novartis (NVS) as of Q3 2013, down from 763 in Q2 2013.
  • Funds reported $18.7B of Novartis stock for Q3 2013, up 11% quarter-over-quarter.
  • 53 funds opened new Novartis positions in Q3 2013 and 47 closed out, a net change of +6 holders.
  • The largest Novartis buyer in Q3 2013 was Loomis, Sayles & Company, an estimated $84.8M added.
  • The largest Novartis seller in Q3 2013 was Morgan Stanley, an estimated $142M sold.

Based on aggregated 13F filings for Q3 2013.