We are live on ! Find out more
NVS icon

Novartis

926 hedge funds and large institutions have $20B invested in Novartis in 2015 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 335 increasing their positions, 330 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 69

2% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 330

0% more funds holding

Funds holding: 925926 (+1)

0.03% less ownership

Funds ownership: 9.81%9.78% (-0.03%)

6% less capital invested

Capital invested by funds: $21.4B → $20B (-$1.38B)

29% less call options, than puts

Call options by funds: $35.2M | Put options by funds: $49.4M

29% less funds holding in top 10

Funds holding in top 10: 5942 (-17)

Holders
926
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
24.29%
Holding in Top 10
42
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.81%
% of All Funds
1.1%
New
83
Increased
335
Reduced
330
Closed
69
Calls
$35.2M
Puts
$49.4M
Net Calls
-$14.2M
Net Calls Change
-$12.9M
Name Holding Trade Value Shares
Change
Change in
Stake
SAS
426
Spectrum Advisory Services
Georgia
$1.72M
DA
427
Dillon & Associates
Michigan
$1.69M -$164K -2,062 -9%
Toronto Dominion Bank
428
Toronto Dominion Bank
Ontario, Canada
$1.67M +$67K +843 +4%
PPSG
429
Princeton Portfolio Strategies Group
New Jersey
$1.67M +$9.85K +124 +0.6%
IPC
430
Independent Portfolio Consultants
Florida
$1.67M -$1.09M -13,771 -39%
GLA
431
Great Lakes Advisors
Illinois
$1.65M +$18.9K +238 +1%
HCA
432
Horan Capital Advisors
Ohio
$1.64M -$73.2K -922 -4%
WIS
433
Wright Investors Service
Connecticut
$1.64M -$43.9K -552 -3%
ADMI
434
Albert D. Mason Inc
Massachusetts
$1.64M -$42.7K -538 -2%
DCMM
435
DG Capital Management (Massachusetts)
Massachusetts
$1.63M -$1.93M -24,346 -53%
OSNBOA
436
Old Second National Bank of Aurora
Illinois
$1.63M +$59.7K +751 +4%
DAM
437
Deimos Asset Management
New York
$1.61M +$1.66M +20,869 New
BFG
438
Beacon Financial Group
Texas
$1.6M -$48.7K -613 -3%
ECM
439
EagleClaw Capital Management
Massachusetts
$1.6M -$17.8K -224 -1%
FAAS
440
First Allied Advisory Services
California
$1.59M -$237K -2,985 -13%
PIM
441
Penobscot Investment Management
Massachusetts
$1.59M +$160K +2,009 +11%
WA
442
WealthTrust Axiom
Pennsylvania
$1.57M -$13.3K -167 -0.8%
VNA
443
Valley National Advisers
Pennsylvania
$1.56M +$94.8K +1,193 +6%
SCA
444
Stonebridge Capital Advisors
Minnesota
$1.56M +$24K +302 +2%
SFM
445
Sphera Funds Management
Israel
$1.55M -$177K -2,232 -10%
WCF
446
West Coast Financial
California
$1.51M +$8.42K +106 +0.5%
CT
447
Coastline Trust
Rhode Island
$1.51M +$57.6K +725 +4%
DIA
448
Denver Investment Advisors
Colorado
$1.5M +$53.4K +672 +4%
LBC
449
Lowe Brockenbrough & Co
Virginia
$1.49M +$10.6K +134 +0.7%
NPC
450
National Planning Corporation
California
$1.48M +$167K +2,102 +10%

NVS Hedge Fund Activity: Q4 2015 in Review

926 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2015, worth a combined $20B — down 6.5% from $21.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 69 closed out — a net gain of 14 holders — while 335 added to existing stakes and 330 trimmed.

The largest buyer was Franklin Resources, adding an estimated $244M. The largest seller was Arrowstreet Capital, cutting an estimated $75.1M.

  • 926 institutional investors held Novartis (NVS) as of Q4 2015, up from 925 in Q3 2015.
  • Funds reported $20B of Novartis stock for Q4 2015, down 6.5% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q4 2015 and 69 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q4 2015 was Franklin Resources, an estimated $244M added.
  • The largest Novartis seller in Q4 2015 was Arrowstreet Capital, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2015.