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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
IPC
426
Independent Portfolio Consultants
Florida
$2M -$261K -3,229 -12%
HPCM
427
High Pointe Capital Management
Illinois
$1.98M +$280K +3,460 +17%
TCM
428
Tradition Capital Management
New Jersey
$1.98M -$280K -3,463 -13%
WMSA
429
Weiss Multi-Strategy Advisers
New York
$1.98M +$1.9M +23,436 New
DIA
430
Denver Investment Advisors
Colorado
$1.96M -$370K -4,575 -16%
DA
431
Dillon & Associates
Michigan
$1.95M +$34.2K +423 +2%
BF
432
BOK Financial
Oklahoma
$1.94M +$25K +309 +1%
CC
433
Cannell & Co
New York
$1.94M -$75.8K -937 -4%
PPSG
434
Princeton Portfolio Strategies Group
New Jersey
$1.93M +$254K +3,136 +16%
CCMINC
435
Cardinal Capital Management Inc (North Carolina)
North Carolina
$1.92M +$141K +1,740 +8%
WOC
436
West Oak Capital
California
$1.92M -$64.1K -792 -3%
VAM
437
Visium Asset Management
New York
$1.91M -$3.85M -47,634 -68%
SAS
438
Spectrum Advisory Services
Georgia
$1.91M
NPC
439
National Planning Corporation
California
$1.9M +$41.8K +517 +2%
QCM
440
Quadrant Capital Management
New Jersey
$1.9M +$104K +1,284 +6%
GACM
441
Green Arrow Capital Management
New York
$1.88M +$1.81M +22,320 New
NPF
442
Norris Perne & French
Michigan
$1.87M +$36.5K +451 +2%
1GA
443
1st Global Advisors
Texas
$1.86M -$77.7K -960 -4%
BFG
444
Beacon Financial Group
Texas
$1.84M -$2.1M -26,000 -54%
ECM
445
EagleClaw Capital Management
Massachusetts
$1.83M +$11.2K +139 +0.6%
HJGA
446
Hardman Johnston Global Advisors
Connecticut
$1.81M -$746K -9,219 -30%
LNC
447
Lincoln National Corp
Pennsylvania
$1.81M +$125K +1,540 +8%
RBC
448
Ronald Blue & Co
Georgia
$1.8M +$81K +1,001 +5%
EGA
449
E&G Advisors
Texas
$1.8M
SF
450
Synovus Financial
Georgia
$1.8M +$40.9K +506 +2%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.