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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
ECM
426
EagleClaw Capital Management
Massachusetts
$1.75M +$41.8K +531 +3%
Creative Planning
427
Creative Planning
Kansas
$1.74M +$165K +2,094 +11%
EGA
428
E&G Advisors
Texas
$1.73M +$149K +1,898 +10%
FAAS
429
First Allied Advisory Services
California
$1.73M +$62.2K +791 +4%
Northwestern Mutual Wealth Management
430
Northwestern Mutual Wealth Management
Wisconsin
$1.73M +$5.43K +69 +0.3%
COI
431
Connable Office Inc
Michigan
$1.72M -$49.1K -624 -3%
QCM
432
Quadrant Capital Management
New Jersey
$1.72M +$1.67M +21,206 New
CCMINC
433
Cardinal Capital Management Inc (North Carolina)
North Carolina
$1.71M -$487K -6,187 -23%
WA
434
WealthTrust Axiom
Pennsylvania
$1.7M +$88K +1,119 +6%
WCF
435
West Coast Financial
California
$1.68M -$482K -6,127 -23%
SF
436
Synovus Financial
Georgia
$1.68M -$6.06K -77 -0.4%
RBC
437
Ronald Blue & Co
Georgia
$1.65M +$61.2K +778 +4%
CT
438
Cambridge Trust
Massachusetts
$1.63M -$36.9K -469 -2%
SBH
439
Segall Bryant & Hamill
Illinois
$1.63M -$138K -1,753 -8%
HPCM
440
High Pointe Capital Management
Illinois
$1.63M +$15.8K +201 +1%
BG
441
BlackRock Group
United Kingdom
$1.61M +$1.56M +19,896 New
LNC
442
Lincoln National Corp
Pennsylvania
$1.61M +$8.26K +105 +0.5%
PPSG
443
Princeton Portfolio Strategies Group
New Jersey
$1.6M +$65K +826 +4%
GA
444
GFS Advisors
Texas
$1.58M
JIC
445
Johnson Investment Counsel
Ohio
$1.58M -$171K -2,171 -10%
BCM
446
Barometer Capital Management
Ontario, Canada
$1.57M +$1.53M +19,418 New
LBC
447
Lowe Brockenbrough & Co
Virginia
$1.57M -$48.8K -621 -3%
OC
448
Oarsman Capital
Wisconsin
$1.57M -$1.81K -23 -0.1%
PAAMCP
449
Pacific Alternative Asset Management Company (PAAMCO)
California
$1.54M +$1.5M +19,036 New
RGC
450
Roberts, Glore & Co
Illinois
$1.54M -$43.9K -558 -3%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.