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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
TCOT
401
Trust Company of Toledo
Ohio
$2.27M +$70.8K +854 +3%
CFG
402
CKW Financial Group
Hawaii
$2.26M
Northwestern Mutual Wealth Management
403
Northwestern Mutual Wealth Management
Wisconsin
$2.26M +$291K +3,516 +15%
TCM
404
Texan Capital Management
Texas
$2.25M +$62.7K +756 +3%
MFS
405
MSI Financial Services
Massachusetts
$2.23M -$111K -1,336 -5%
FANJ
406
Financial Architects (New Jersey)
New Jersey
$2.23M +$6.96K +84 +0.3%
PGFC
407
Peapack-Gladstone Financial Corp
New Jersey
$2.22M -$128K -1,545 -5%
BSWMG
408
Barrington Strategic Wealth Management Group
Illinois
$2.22M +$41.4K +499 +2%
CNB
409
City National Bank
California
$2.21M -$123K -1,481 -5%
Creative Planning
410
Creative Planning
Kansas
$2.2M -$262K -3,164 -11%
OA
411
Oak Associates
Ohio
$2.19M
HBT
412
Hills Bank & Trust
Iowa
$2.17M +$11.3K +136 +0.5%
RIL
413
Rothschild Investment LLC
Illinois
$2.15M -$74K -893 -3%
LA
414
LVW Advisors
New York
$2.14M +$2.14M +25,819 New
AUB
415
Atlantic Union Bankshares
Virginia
$2.13M -$92.1K -1,111 -4%
NPF
416
Norris Perne & French
Michigan
$2.12M +$276K +3,328 +15%
V
417
Veritable
Delaware
$2.11M -$175K -2,108 -8%
FAAS
418
First Allied Advisory Services
California
$2.1M +$80.9K +976 +4%
PCTC
419
Perkins Coie Trust Company
Washington
$2.09M +$19.1K +231 +0.9%
CAM
420
Cypress Asset Management
Texas
$2.09M -$69.4K -837 -3%
LNWWM
421
Laird Norton Wetherby Wealth Management
California
$2.08M +$55.9K +674 +3%
III
422
Independent Investors Inc
New York
$2.08M
TAM
423
Taurus Asset Management
New York
$2.05M -$46.3K -558 -2%
TG
424
TCW Group
California
$2.04M -$2.1M -25,345 -51%
WKWM
425
Walter & Keenan Wealth Management
Indiana
$2.03M

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.