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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
RJT
401
Raymond James Trust
Florida
$1.95M +$110K +1,510 +6%
IT
402
Investors Trust
Texas
$1.93M -$16.3K -224 -0.9%
PCTC
403
Perkins Coie Trust Company
Washington
$1.93M +$27.5K +377 +2%
III
404
Independent Investors Inc
New York
$1.9M -$48.8K -670 -3%
CCMIC
405
Cardinal Capital Management Inc (Canada)
Manitoba, Canada
$1.87M +$1.79M +24,524 New
Cambridge Investment Research Advisors
406
Cambridge Investment Research Advisors
Iowa
$1.86M -$181K -2,484 -9%
GC
407
Grace Capital
Massachusetts
$1.85M +$130K +1,785 +8%
WKWM
408
Walter & Keenan Wealth Management
Indiana
$1.84M +$1.76M +24,217 New
LNWWM
409
Laird Norton Wetherby Wealth Management
California
$1.84M +$39.6K +544 +2%
WOC
410
West Oak Capital
California
$1.83M -$3.28K -45 -0.2%
Allianz Asset Management
411
Allianz Asset Management
Germany
$1.81M +$2.14M +29,389 New
CCM
412
Cutler Capital Management
Massachusetts
$1.8M -$69.1K -948 -4%
CAM
413
Congress Asset Management
Massachusetts
$1.8M +$146K +1,998 +9%
AMM
414
American Money Management
California
$1.78M +$1.24K +17 +0.1%
SAG
415
Sterne Agee Group
Alabama
$1.75M +$828K +11,362 +98%
DA
416
Dillon & Associates
Michigan
$1.75M +$8.6K +118 +0.5%
SAS
417
Spectrum Advisory Services
Georgia
$1.73M
Geode Capital Management
418
Geode Capital Management
Massachusetts
$1.72M -$1.57M -21,601 -49%
V
419
Veritable
Delaware
$1.72M +$39.1K +537 +2%
BF
420
BOK Financial
Oklahoma
$1.7M +$37.6K +516 +2%
NPF
421
Norris Perne & French
Michigan
$1.67M +$423K +5,805 +36%
1GA
422
1st Global Advisors
Texas
$1.67M -$163K -2,243 -9%
HCA
423
Horan Capital Advisors
Ohio
$1.67M +$136K +1,864 +9%
COI
424
Connable Office Inc
Michigan
$1.66M +$73.6K +1,010 +5%
SBH
425
Segall Bryant & Hamill
Illinois
$1.66M -$592K -8,128 -27%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.