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Novartis

761 hedge funds and large institutions have $18.7B invested in Novartis in 2013 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 282 increasing their positions, 294 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more call options, than puts

Call options by funds: $102M | Put options by funds: $79.7M

13% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 47

11% more capital invested

Capital invested by funds: $16.9B → $18.7B (+$1.82B)

2% more funds holding in top 10

Funds holding in top 10: 5455 (+1)

0.03% less ownership

Funds ownership: 9.93%9.91% (-0.03%)

0% less funds holding

Funds holding: 763761 (-2)

4% less repeat investments, than reductions

Existing positions increased: 282 | Existing positions reduced: 294

Holders
761
Holders Change
-2
Holders Change %
-0.26%
% of All Funds
24.68%
Holding in Top 10
55
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+1.85%
% of All Funds
1.78%
New
53
Increased
282
Reduced
294
Closed
47
Calls
$102M
Puts
$79.7M
Net Calls
+$22.5M
Net Calls Change
-$15.5M
Name Holding Trade Value Shares
Change
Change in
Stake
PTB
401
Pioneer Trust Bank
Oregon
$1.65M
CCM
402
Cutler Capital Management
Massachusetts
$1.63M -$329K -4,967 -17%
DA
403
Dillon & Associates
Michigan
$1.63M -$26.4K -399 -2%
BF
404
BOK Financial
Oklahoma
$1.58M -$350K -5,284 -19%
SAS
405
Spectrum Advisory Services
Georgia
$1.57M -$14.8K -223 -1%
HC
406
HHG & Company
Connecticut
$1.57M +$48.3K +730 +3%
TCOT
407
Trust Company of Toledo
Ohio
$1.56M -$252K -3,815 -14%
RHBC
408
R.H. Bluestein & Co
Michigan
$1.54M
SAM
409
Shamrock Asset Management
Texas
$1.54M -$76.9K -1,163 -5%
AI
410
Atria Investments
North Carolina
$1.53M +$98.1K +1,482 +7%
JIC
411
Johnson Investment Counsel
Ohio
$1.52M +$185K +2,793 +14%
GC
412
Grace Capital
Massachusetts
$1.51M +$76.8K +1,161 +6%
PPSG
413
Princeton Portfolio Strategies Group
New Jersey
$1.49M -$81.2K -1,228 -5%
COI
414
Connable Office Inc
Michigan
$1.48M -$52.3K -791 -4%
V
415
Veritable
Delaware
$1.48M -$19.5K -295 -1%
Ohio Public Employees Retirement System (OPERS)
416
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.46M
GT
417
Greenleaf Trust
Michigan
$1.46M -$16.3K -246 -1%
RGC
418
Roberts, Glore & Co
Illinois
$1.45M -$549K -8,303 -28%
RhumbLine Advisers
419
RhumbLine Advisers
Massachusetts
$1.45M +$487K +7,366 +54%
CT
420
Cambridge Trust
Massachusetts
$1.44M -$35.5K -536 -2%
CP
421
Camelot Portfolios
Ohio
$1.43M +$48.2K +729 +4%
FHA
422
First Horizon Advisors
Tennessee
$1.42M +$742K +11,212 +119%
LBC
423
Lowe Brockenbrough & Co
Virginia
$1.39M +$9.26K +140 +0.7%
GF
424
Gerry Farber
New York
$1.38M +$1.33M +20,088 New
SF
425
Synovus Financial
Georgia
$1.36M +$6.02K +91 +0.5%

NVS Hedge Fund Activity: Q3 2013 in Review

761 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2013, worth a combined $18.7B — up 11% from $16.9B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new NVS positions and 47 closed out — a net gain of 6 holders — while 282 added to existing stakes and 294 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $84.8M. The largest seller was Morgan Stanley, cutting an estimated $142M.

  • 761 institutional investors held Novartis (NVS) as of Q3 2013, down from 763 in Q2 2013.
  • Funds reported $18.7B of Novartis stock for Q3 2013, up 11% quarter-over-quarter.
  • 53 funds opened new Novartis positions in Q3 2013 and 47 closed out, a net change of +6 holders.
  • The largest Novartis buyer in Q3 2013 was Loomis, Sayles & Company, an estimated $84.8M added.
  • The largest Novartis seller in Q3 2013 was Morgan Stanley, an estimated $142M sold.

Based on aggregated 13F filings for Q3 2013.