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Novartis

761 hedge funds and large institutions have $18.7B invested in Novartis in 2013 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 282 increasing their positions, 294 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more call options, than puts

Call options by funds: $102M | Put options by funds: $79.7M

13% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 47

11% more capital invested

Capital invested by funds: $16.9B → $18.7B (+$1.82B)

2% more funds holding in top 10

Funds holding in top 10: 5455 (+1)

0.03% less ownership

Funds ownership: 9.93%9.91% (-0.03%)

0% less funds holding

Funds holding: 763761 (-2)

4% less repeat investments, than reductions

Existing positions increased: 282 | Existing positions reduced: 294

Holders
761
Holders Change
-2
Holders Change %
-0.26%
% of All Funds
24.68%
Holding in Top 10
55
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+1.85%
% of All Funds
1.78%
New
53
Increased
282
Reduced
294
Closed
47
Calls
$102M
Puts
$79.7M
Net Calls
+$22.5M
Net Calls Change
-$15.5M
Name Holding Trade Value Shares
Change
Change in
Stake
AC
376
Alleghany Corporation
New York
$1.92M
IPC
377
Independent Portfolio Consultants
Florida
$1.91M -$163K -2,471 -8%
Nomura Holdings
378
Nomura Holdings
Japan
$1.91M +$1.83M +27,711 New
AT
379
Arden Trust
Delaware
$1.88M -$363K -5,490 -17%
III
380
Independent Investors Inc
New York
$1.88M -$29.5K -446 -2%
RIL
381
Rothschild Investment LLC
Illinois
$1.86M
TAM
382
Taurus Asset Management
New York
$1.86M -$2.89M -43,664 -62%
TCM
383
Tradition Capital Management
New Jersey
$1.85M +$89.2K +1,348 +5%
Barclays
384
Barclays
United Kingdom
$1.81M +$819K +12,375 +87%
GCAC
385
Guardian Capital Advisors (Canada)
Ontario, Canada
$1.81M +$53.2K +804 +3%
BSWMG
386
Barrington Strategic Wealth Management Group
Illinois
$1.79M +$54.3K +820 +3%
PAI
387
Pittenger & Anderson Inc
Nebraska
$1.77M
HBT
388
Hills Bank & Trust
Iowa
$1.77M -$331 -5 -0%
CCM
389
Covington Capital Management
California
$1.77M
CCMINC
390
Cardinal Capital Management Inc (North Carolina)
North Carolina
$1.76M -$12.5K -189 -0.7%
FANJ
391
Financial Architects (New Jersey)
New Jersey
$1.75M +$20.8K +314 +1%
SCM
392
Stevens Capital Management
Pennsylvania
$1.7M -$1.47M -22,261 -47%
RJT
393
Raymond James Trust
Florida
$1.7M +$31.3K +473 +2%
MFS
394
MSI Financial Services
Massachusetts
$1.68M +$99.6K +1,506 +7%
Cambridge Investment Research Advisors
395
Cambridge Investment Research Advisors
Iowa
$1.67M +$128K +1,939 +9%
LNWWM
396
Laird Norton Wetherby Wealth Management
California
$1.67M +$101K +1,524 +7%
GA
397
Geneva Advisors
Illinois
$1.66M -$4.57K -69 -0.3%
CP
398
Cinque Partners
California
$1.66M -$238K -3,597 -13%
CNB
399
City National Bank
California
$1.66M -$905K -13,677 -36%
WOC
400
West Oak Capital
California
$1.65M +$48K +726 +3%