We are live on ! Find out more
NVS icon

Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
GA
351
Geneva Advisors
Illinois
$2.84M +$271K +3,048 +10%
CAM
352
Congress Asset Management
Massachusetts
$2.82M +$242K +2,724 +9%
TCOO
353
Trust Company of Oklahoma
Oklahoma
$2.8M +$144K +1,617 +5%
Northwestern Mutual Wealth Management
354
Northwestern Mutual Wealth Management
Wisconsin
$2.79M +$337K +3,782 +13%
GWM
355
Gupta Wealth Management
California
$2.78M +$142K +1,600 +5%
GCAC
356
Guardian Capital Advisors (Canada)
Ontario, Canada
$2.77M +$81.4K +915 +3%
ANTB
357
AMG National Trust Bank
Colorado
$2.75M -$45.2K -508 -1%
CCM
358
Catawba Capital Management
Virginia
$2.71M -$43.3K -486 -1%
FA
359
FDx Advisors
Illinois
$2.66M -$306K -3,443 -10%
HK
360
Horizon Kinetics
New York
$2.64M +$139K +1,562 +5%
CNB
361
City National Bank
California
$2.64M +$297K +3,336 +12%
KBG
362
Kahn Brothers Group
New York
$2.62M +$39.7K +446 +1%
JMFC
363
J.M. Forbes & Co
Massachusetts
$2.6M +$2.81M +31,619 New
PAIM
364
Punch & Associates Investment Management
Minnesota
$2.58M +$55.9K +628 +2%
AMI
365
Amica Mutual Insurance
Rhode Island
$2.54M
RhumbLine Advisers
366
RhumbLine Advisers
Massachusetts
$2.52M
CPA
367
Court Place Advisors
Maryland
$2.52M +$10.8K +121 +0.4%
CNFG
368
Creegan & Nassoura Financial Group
New Hampshire
$2.51M -$9.88K -111 -0.4%
CCMINC
369
Cardinal Capital Management Inc (North Carolina)
North Carolina
$2.49M +$34.5K +388 +1%
PAI
370
Pittenger & Anderson Inc
Nebraska
$2.48M +$89.4K +1,005 +3%
FHA
371
First Horizon Advisors
Tennessee
$2.47M -$419K -4,705 -14%
Voloridge Investment Management
372
Voloridge Investment Management
Florida
$2.46M +$2.65M +29,821 New
BIC
373
Beach Investment Counsel
Pennsylvania
$2.45M
HCM
374
Harvey Capital Management
Florida
$2.45M
KCMRT
375
Kemper Corp Master Retirement Trust
Illinois
$2.44M

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.