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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
MC
351
Moors & Cabot
Massachusetts
$2.94M -$33.8K -408 -1%
BHA
352
Beech Hill Advisors
New York
$2.94M +$13.8K +167 +0.5%
CPIM
353
Columbia Partners Investment Management
Virginia
$2.93M -$1.01M -12,180 -26%
HTC
354
Haverford Trust Company
Pennsylvania
$2.9M +$23.1K +279 +0.8%
KBG
355
Kahn Brothers Group
New York
$2.87M +$55.5K +669 +2%
AllianceBernstein
356
AllianceBernstein
Tennessee
$2.86M +$6.13K +74 +0.2%
SAM
357
Shamrock Asset Management
Texas
$2.84M -$190K -2,290 -6%
CCMIC
358
Cardinal Capital Management Inc (Canada)
Manitoba, Canada
$2.83M +$768K +9,263 +37%
SSIA
359
Spero-Smith Investment Advisers
Ohio
$2.82M +$4.14K +50 +0.1%
NME
360
Notis-McConarty Edward
$2.8M +$136K +1,646 +5%
FHC
361
First Houston Capital
Texas
$2.78M +$143K +1,730 +5%
State of Tennessee, Department of Treasury
362
State of Tennessee, Department of Treasury
Tennessee
$2.78M +$2.78M +33,480 New
HC
363
HHG & Company
Connecticut
$2.74M +$294K +3,542 +12%
DD
364
Dominick & Dominick
New York
$2.73M
CCM
365
Catawba Capital Management
Virginia
$2.72M
HK
366
Horizon Kinetics
New York
$2.72M -$5.3K -64 -0.2%
PAIM
367
Punch & Associates Investment Management
Minnesota
$2.69M -$17.1K -206 -0.6%
GA
368
Geneva Advisors
Illinois
$2.68M -$344K -4,154 -11%
FNBT
369
FineMark National Bank & Trust
Florida
$2.67M +$171K +2,058 +7%
Cambridge Investment Research Advisors
370
Cambridge Investment Research Advisors
Iowa
$2.67M +$64.7K +780 +2%
BMO
371
Beck Mack & Oliver
New York
$2.62M
CNFG
372
Creegan & Nassoura Financial Group
New Hampshire
$2.6M +$2.59M +31,276 New
TCM
373
Telos Capital Management
California
$2.58M +$145K +1,752 +6%
CPA
374
Court Place Advisors
Maryland
$2.57M -$2.32K -28 -0.1%
AMI
375
Amica Mutual Insurance
Rhode Island
$2.56M

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.