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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
GCAC
351
Guardian Capital Advisors (Canada)
Ontario, Canada
$2.97M +$70.5K +871 +3%
HTC
352
Haverford Trust Company
Pennsylvania
$2.92M -$101K -1,254 -3%
AllianceBernstein
353
AllianceBernstein
Tennessee
$2.9M -$433K -5,349 -13%
KBG
354
Kahn Brothers Group
New York
$2.86M +$361K +4,464 +15%
SSIA
355
Spero-Smith Investment Advisers
Ohio
$2.86M -$48.3K -597 -2%
DD
356
Dominick & Dominick
New York
$2.77M -$447K -5,525 -14%
HK
357
Horizon Kinetics
New York
$2.77M
CCM
358
Catawba Capital Management
Virginia
$2.77M +$11.3K +140 +0.4%
ARTA
359
A.R.T. Advisors
New York
$2.75M +$2.64M +32,639 New
PAIM
360
Punch & Associates Investment Management
Minnesota
$2.75M -$11.2K -139 -0.4%
NME
361
Notis-McConarty Edward
$2.7M -$281K -3,471 -10%
LTFS
362
Ladenburg Thalmann Financial Services
Florida
$2.68M -$19.9K -246 -0.8%
FHC
363
First Houston Capital
Texas
$2.68M -$524K -6,473 -17%
BMO
364
Beck Mack & Oliver
New York
$2.66M
CIP
365
Chartwell Investment Partners
Pennsylvania
$2.66M -$94.8K -1,172 -4%
Cambridge Investment Research Advisors
366
Cambridge Investment Research Advisors
Iowa
$2.65M +$503K +6,219 +25%
CPA
367
Court Place Advisors
Maryland
$2.61M -$18K -223 -0.7%
AMI
368
Amica Mutual Insurance
Rhode Island
$2.6M
ONB
369
Old National Bancorp
Indiana
$2.59M +$356K +4,398 +17%
FCH
370
Freestone Capital Holdings
Washington
$2.56M -$125K -1,541 -5%
FNBT
371
FineMark National Bank & Trust
Florida
$2.54M +$71.4K +882 +3%
NCMW
372
Northern Capital Management (Wisconsin)
Wisconsin
$2.52M -$35K -433 -1%
BIC
373
Beach Investment Counsel
Pennsylvania
$2.51M -$8.98K -111 -0.4%
HCM
374
Harvey Capital Management
Florida
$2.51M
SAG
375
Sterne Agee Group
Alabama
$2.5M +$73.1K +904 +3%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.