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Novartis

909 hedge funds and large institutions have $19.9B invested in Novartis in 2017 Q1 according to their latest regulatory filings, with 76 funds opening new positions, 342 increasing their positions, 335 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 61

9% more capital invested

Capital invested by funds: $18.3B → $19.9B (+$1.61B)

2% more repeat investments, than reductions

Existing positions increased: 342 | Existing positions reduced: 335

0.71% more ownership

Funds ownership: 10.65%11.36% (+0.71%)

1% more funds holding

Funds holding: 904909 (+5)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

55% less call options, than puts

Call options by funds: $30.9M | Put options by funds: $68.2M

Holders
909
Holders Change
+5
Holders Change %
+0.55%
% of All Funds
22.63%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.5%
New
76
Increased
342
Reduced
335
Closed
61
Calls
$30.9M
Puts
$68.2M
Net Calls
-$37.3M
Net Calls Change
-$54.7M
Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
326
MML Investors Services
Massachusetts
$2.15M +$2.15M +32,245 New
KFC
327
Klingenstein Fields & Co
New York
$2.13M -$10.7K -160 -0.5%
CCM
328
Catawba Capital Management
Virginia
$2.13M +$40.2K +603 +2%
RC
329
RegentAtlantic Capital
New Jersey
$2.11M -$204K -3,058 -9%
Kayne Anderson Rudnick Investment Management
330
Kayne Anderson Rudnick Investment Management
California
$2.08M +$116K +1,737 +6%
KBG
331
Kahn Brothers Group
New York
$2.07M +$62.5K +938 +3%
AMI
332
Amica Mutual Insurance
Rhode Island
$2.06M
RWM
333
Rench Wealth Management
Texas
$2.04M +$29.7K +446 +1%
UBS AM
334
UBS AM
Illinois
$2.02M -$658K -9,873 -25%
TSW
335
Thompson Siegel & Walmsley
Virginia
$2.01M +$630K +9,458 +45%
PCM
336
Parsons Capital Management
Rhode Island
$2.01M +$54.6K +820 +3%
EHC
337
Everett Harris & Co
California
$2M -$2.3M -34,533 -53%
SW
338
SVB Wealth
Massachusetts
$1.99M -$306K -4,590 -13%
PL
339
Parkwood LLC
Ohio
$1.98M -$645K -9,683 -25%
VFA
340
Voya Financial Advisors
Connecticut
$1.97M +$393K +5,903 +25%
PAG
341
Private Advisor Group
New Jersey
$1.96M -$151K -2,265 -7%
LNWWM
342
Laird Norton Wetherby Wealth Management
California
$1.94M -$66.3K -995 -3%
FWM
343
Frontier Wealth Management
Missouri
$1.93M -$35.7K -536 -2%
CPA
344
Court Place Advisors
Maryland
$1.93M -$48.3K -725 -2%
TCOT
345
Trust Company of Toledo
Ohio
$1.92M -$29.1K -437 -1%
LBC
346
Lawrence B. Cohen
$1.92M +$281K +4,218 +17%
AIA
347
Avalon Investment & Advisory
Texas
$1.91M -$73.6K -1,105 -4%
CIA
348
Cascade Investment Advisors
Oregon
$1.91M -$56.5K -848 -3%
HWA
349
Heritage Way Advisors
Illinois
$1.9M +$89.2K +1,339 +5%
RFC
350
Regions Financial Corp
Alabama
$1.87M -$333K -5,002 -15%

NVS Hedge Fund Activity: Q1 2017 in Review

909 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2017, worth a combined $19.9B — up 8.8% from $18.3B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new NVS positions and 61 closed out — a net gain of 15 holders — while 342 added to existing stakes and 335 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $362M. The largest seller was 1832 Asset Management, cutting an estimated $239M.

  • 909 institutional investors held Novartis (NVS) as of Q1 2017, up from 904 in Q4 2016.
  • Funds reported $19.9B of Novartis stock for Q1 2017, up 8.8% quarter-over-quarter.
  • 76 funds opened new Novartis positions in Q1 2017 and 61 closed out, a net change of +15 holders.
  • The largest Novartis buyer in Q1 2017 was Dodge & Cox, an estimated $362M added.
  • The largest Novartis seller in Q1 2017 was 1832 Asset Management, an estimated $239M sold.

Based on aggregated 13F filings for Q1 2017.