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Novartis

926 hedge funds and large institutions have $20B invested in Novartis in 2015 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 335 increasing their positions, 330 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 69

2% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 330

0% more funds holding

Funds holding: 925926 (+1)

0.03% less ownership

Funds ownership: 9.81%9.78% (-0.03%)

6% less capital invested

Capital invested by funds: $21.4B → $20B (-$1.38B)

29% less call options, than puts

Call options by funds: $35.2M | Put options by funds: $49.4M

29% less funds holding in top 10

Funds holding in top 10: 5942 (-17)

Holders
926
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
24.29%
Holding in Top 10
42
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.81%
% of All Funds
1.1%
New
83
Increased
335
Reduced
330
Closed
69
Calls
$35.2M
Puts
$49.4M
Net Calls
-$14.2M
Net Calls Change
-$12.9M
Name Holding Trade Value Shares
Change
Change in
Stake
AIP
326
ARS Investment Partners
New York
$2.88M -$4.21M -52,982 -59%
Allianz Asset Management
327
Allianz Asset Management
Germany
$2.87M
MC
328
Moors & Cabot
Massachusetts
$2.84M -$148K -1,867 -5%
TA
329
TMD & Associates
Arizona
$2.81M +$2.9M +36,499 New
BIC
330
Beach Investment Counsel
Pennsylvania
$2.81M +$528K +6,641 +22%
TCCM
331
Timber Creek Capital Management
Massachusetts
$2.8M +$66.5K +837 +2%
FA
332
FDx Advisors
Illinois
$2.8M +$317K +3,986 +12%
PAIM
333
Punch & Associates Investment Management
Minnesota
$2.77M +$360K +4,534 +14%
JWA
334
JFS Wealth Advisors
Pennsylvania
$2.76M -$13.3K -168 -0.5%
BCM
335
BTR Capital Management
California
$2.73M -$17.8K -224 -0.6%
Cambridge Investment Research Advisors
336
Cambridge Investment Research Advisors
Iowa
$2.73M -$50.1K -631 -2%
HC
337
HHG & Company
Connecticut
$2.72M +$25.5K +321 +0.9%
GA
338
Geneva Advisors
Illinois
$2.71M +$53.5K +673 +2%
Northwestern Mutual Wealth Management
339
Northwestern Mutual Wealth Management
Wisconsin
$2.68M +$66.9K +842 +2%
HTC
340
Haverford Trust Company
Pennsylvania
$2.67M -$322K -4,059 -10%
GCAC
341
Guardian Capital Advisors (Canada)
Ontario, Canada
$2.65M +$52.2K +657 +2%
BHWM
342
Bar Harbor Wealth Management
New Hampshire
$2.61M -$239K -3,003 -8%
ANTB
343
AMG National Trust Bank
Colorado
$2.58M
CCM
344
Catawba Capital Management
Virginia
$2.57M +$31.1K +391 +1%
FHC
345
First Houston Capital
Texas
$2.54M -$381K -4,799 -13%
ACM
346
Ativo Capital Management
Illinois
$2.51M +$704K +8,863 +37%
RhumbLine Advisers
347
RhumbLine Advisers
Massachusetts
$2.5M +$142K +1,785 +6%
Kayne Anderson Rudnick Investment Management
348
Kayne Anderson Rudnick Investment Management
California
$2.5M -$336K -4,230 -12%
HK
349
Horizon Kinetics
New York
$2.47M
QCM
350
Quadrant Capital Management
New Jersey
$2.46M +$199K +2,511 +9%

NVS Hedge Fund Activity: Q4 2015 in Review

926 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2015, worth a combined $20B — down 6.5% from $21.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 69 closed out — a net gain of 14 holders — while 335 added to existing stakes and 330 trimmed.

The largest buyer was Franklin Resources, adding an estimated $244M. The largest seller was Arrowstreet Capital, cutting an estimated $75.1M.

  • 926 institutional investors held Novartis (NVS) as of Q4 2015, up from 925 in Q3 2015.
  • Funds reported $20B of Novartis stock for Q4 2015, down 6.5% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q4 2015 and 69 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q4 2015 was Franklin Resources, an estimated $244M added.
  • The largest Novartis seller in Q4 2015 was Arrowstreet Capital, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2015.