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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
MIM
326
Marco Investment Management
Georgia
$3.25M -$9.97K -112 -0.3%
MPWT
327
MassMutual Private Wealth & Trust
Connecticut
$3.22M +$203K +2,285 +6%
HTC
328
Haverford Trust Company
Pennsylvania
$3.19M +$328K +3,682 +11%
MC
329
Moors & Cabot
Massachusetts
$3.18M +$96.5K +1,084 +3%
NME
330
Notis-McConarty Edward
$3.15M +$44.8K +503 +1%
FHC
331
First Houston Capital
Texas
$3.11M +$109K +1,228 +3%
CRC
332
Curi RMB Capital
Illinois
$3.1M -$105K -1,175 -3%
CA
333
Commerzbank Aktiengesellschaft
Germany
$3.09M +$560K +6,294 +20%
ANI
334
American National Insurance
Texas
$3.09M
Allianz Asset Management
335
Allianz Asset Management
Germany
$3.07M +$723K +8,125 +28%
CSS
336
Cubist Systematic Strategies
Connecticut
$3.05M +$1.25M +14,014 +61%
BHWM
337
Bar Harbor Wealth Management
New Hampshire
$3.04M -$63.2K -710 -2%
Kayne Anderson Rudnick Investment Management
338
Kayne Anderson Rudnick Investment Management
California
$3.02M -$648K -7,284 -17%
RIM
339
Reliant Investment Management
Tennessee
$3.01M +$256K +2,873 +9%
Cambridge Investment Research Advisors
340
Cambridge Investment Research Advisors
Iowa
$2.97M +$14.5K +163 +0.5%
JWA
341
JFS Wealth Advisors
Pennsylvania
$2.96M -$9.88K -111 -0.3%
HA
342
Hamel Associates
New Jersey
$2.96M -$14.9K -167 -0.5%
BCM
343
BTR Capital Management
California
$2.94M +$541K +6,083 +21%
FNBT
344
FineMark National Bank & Trust
Florida
$2.92M -$131K -1,471 -4%
TCCM
345
Timber Creek Capital Management
Massachusetts
$2.92M -$81K -910 -3%
IPC
346
Independent Portfolio Consultants
Florida
$2.92M -$874K -9,821 -22%
TIC
347
Trees Investment Counsel
Illinois
$2.89M -$49.7K -558 -2%
HC
348
HHG & Company
Connecticut
$2.88M +$712 +8 +0%
AllianceBernstein
349
AllianceBernstein
Tennessee
$2.87M -$1.47M -16,506 -32%
TC
350
Trust Company
Kansas
$2.85M +$1.44M +16,144 +87%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.