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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
FMII
326
Farmers & Merchants Investments Inc
Nebraska
$3.35M +$20.2K +250 +0.6%
PWS
327
Peloton Wealth Strategists
Indiana
$3.34M +$2M +24,663 +166%
SFP
328
Santa Fe Partners
New Mexico
$3.33M +$2.49M +30,744 +351%
DMIC
329
Dixon Mitchell Investment Counsel
British Columbia, Canada
$3.31M +$67.9K +839 +2%
MIM
330
Marco Investment Management
Georgia
$3.3M -$368K -4,551 -10%
BUB
331
BBVA USA Bancshares
Texas
$3.29M +$2.19M +27,071 +227%
PAAMCP
332
Pacific Alternative Asset Management Company (PAAMCO)
California
$3.28M +$1.6M +19,803 +104%
RIM
333
Reliant Investment Management
Tennessee
$3.26M +$60.5K +748 +2%
FPTW
334
Franklin, Parlapiano, Turner & Welch
Texas
$3.26M +$76.5K +945 +3%
FHA
335
First Horizon Advisors
Tennessee
$3.24M +$85.4K +1,055 +3%
RFC
336
Russell Frank Company
Washington
$3.23M +$3.09M +38,234 New
MPWT
337
MassMutual Private Wealth & Trust
Connecticut
$3.22M +$1.19M +14,762 +63%
RW
338
Rand Wealth
Maryland
$3.19M -$120K -1,482 -4%
TIC
339
Trees Investment Counsel
Illinois
$3.18M
ANI
340
American National Insurance
Texas
$3.16M
JWA
341
JFS Wealth Advisors
Pennsylvania
$3.08M
RC
342
Roundview Capital
New Jersey
$3.08M -$27.1K -335 -0.9%
SAM
343
Shamrock Asset Management
Texas
$3.08M -$172K -2,123 -5%
GA
344
Geneva Advisors
Illinois
$3.07M -$131K -1,624 -4%
Federated Hermes
345
Federated Hermes
Pennsylvania
$3.05M +$1.45M +17,972 +99%
BHWM
346
Bar Harbor Wealth Management
New Hampshire
$3.03M -$109K -1,350 -4%
TSW
347
Thompson Siegel & Walmsley
Virginia
$3.03M -$9.21M -113,811 -76%
MC
348
Moors & Cabot
Massachusetts
$3.01M +$53.4K +660 +2%
Lord, Abbett & Co
349
Lord, Abbett & Co
New Jersey
$3.01M +$1.44M +17,856 +100%
BHA
350
Beech Hill Advisors
New York
$2.97M -$1.98M -24,412 -41%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.