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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
DMIC
326
Dixon Mitchell Investment Counsel
British Columbia, Canada
$3.12M +$118K +1,494 +4%
DD
327
Dominick & Dominick
New York
$3.12M -$171K -2,176 -5%
FHC
328
First Houston Capital
Texas
$3.1M +$52.7K +670 +2%
GA
329
Geneva Advisors
Illinois
$3.09M +$366K +4,649 +14%
RIM
330
Reliant Investment Management
Tennessee
$3.08M -$75K -954 -2%
TIC
331
Trees Investment Counsel
Illinois
$3.06M -$62.4K -793 -2%
FPTW
332
Franklin, Parlapiano, Turner & Welch
Texas
$3.06M +$85.3K +1,085 +3%
Mirae Asset Global Investments
333
Mirae Asset Global Investments
South Korea
$3.05M +$140K +1,785 +5%
ANI
334
American National Insurance
Texas
$3.04M
BHWM
335
Bar Harbor Wealth Management
New Hampshire
$3.02M -$9.99K -127 -0.3%
CNB
336
City National Bank
California
$3M +$1.2M +15,238 +70%
RC
337
Roundview Capital
New Jersey
$2.99M -$134K -1,701 -4%
JWA
338
JFS Wealth Advisors
Pennsylvania
$2.96M -$7.87K -100 -0.3%
FHA
339
First Horizon Advisors
Tennessee
$2.94M +$416K +5,289 +16%
HTC
340
Haverford Trust Company
Pennsylvania
$2.91M -$518K -6,581 -16%
M&T Bank
341
M&T Bank
New York
$2.9M +$6.84K +87 +0.2%
NME
342
Notis-McConarty Edward
$2.88M +$63.6K +809 +2%
MC
343
Moors & Cabot
Massachusetts
$2.85M +$134K +1,705 +5%
SSIA
344
Spero-Smith Investment Advisers
Ohio
$2.8M -$55.3K -703 -2%
Capital Fund Management (CFM)
345
Capital Fund Management (CFM)
France
$2.79M +$2.32M +29,525 +606%
CCMIC
346
Cardinal Capital Management Inc (Canada)
Manitoba, Canada
$2.77M +$587K +7,466 +30%
Envestnet Asset Management
347
Envestnet Asset Management
Illinois
$2.68M +$1.09M +13,906 +73%
CCM
348
Carderock Capital Management
Maryland
$2.67M +$73.8K +938 +3%
HK
349
Horizon Kinetics
New York
$2.66M +$5.82K +74 +0.2%
PAIM
350
Punch & Associates Investment Management
Minnesota
$2.66M +$26K +331 +1%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.