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Novartis

926 hedge funds and large institutions have $20B invested in Novartis in 2015 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 335 increasing their positions, 330 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 69

2% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 330

0% more funds holding

Funds holding: 925926 (+1)

0.03% less ownership

Funds ownership: 9.81%9.78% (-0.03%)

6% less capital invested

Capital invested by funds: $21.4B → $20B (-$1.38B)

29% less call options, than puts

Call options by funds: $35.2M | Put options by funds: $49.4M

29% less funds holding in top 10

Funds holding in top 10: 5942 (-17)

Holders
926
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
24.29%
Holding in Top 10
42
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.81%
% of All Funds
1.1%
New
83
Increased
335
Reduced
330
Closed
69
Calls
$35.2M
Puts
$49.4M
Net Calls
-$14.2M
Net Calls Change
-$12.9M
Name Holding Trade Value Shares
Change
Change in
Stake
FMII
301
Farmers & Merchants Investments Inc
Nebraska
$3.49M +$247K +3,107 +7%
BTW
302
Boston Trust Walden
Massachusetts
$3.47M -$126K -1,590 -3%
MA
303
Montag & Associates
Georgia
$3.46M -$73.6K -926 -2%
ABC
304
Associated Banc-Corp
Wisconsin
$3.38M -$38.9K -490 -1%
ISL
305
Ingalls & Snyder LLC
New York
$3.32M -$31.9K -402 -0.9%
RFC
306
Russell Frank Company
Washington
$3.3M -$17.4M -219,529 -84%
RC
307
RegentAtlantic Capital
New Jersey
$3.29M -$294K -3,696 -8%
MSR
308
Main Street Research
Connecticut
$3.27M -$20.8K -262 -0.6%
FPTW
309
Franklin, Parlapiano, Turner & Welch
Texas
$3.22M +$134K +1,684 +4%
RWM
310
Rench Wealth Management
Texas
$3.22M +$14.3K +180 +0.4%
TC
311
Trust Company
Kansas
$3.19M +$542K +6,817 +20%
DA
312
Dunvegan Associates
California
$3.15M -$29.7K -374 -0.9%
JAM
313
Jolley Asset Management
North Carolina
$3.15M +$46.6K +586 +1%
CAM
314
Congress Asset Management
Massachusetts
$3.1M +$474K +5,973 +17%
MCM
315
Matterhorn Capital Management
Texas
$3.09M -$1.27K -16 -0%
CB
316
Community Bank
New York
$3.09M -$5.64K -71 -0.2%
CB
317
Commerce Bank
Missouri
$3.09M +$29.9K +376 +0.9%
MIM
318
Marco Investment Management
Georgia
$3.07M +$26.6K +335 +0.8%
HA
319
Hamel Associates
New Jersey
$3.05M +$281K +3,543 +10%
RIM
320
Reliant Investment Management
Tennessee
$2.98M +$172K +2,171 +6%
NME
321
Notis-McConarty Edward
$2.92M -$21.8K -274 -0.7%
CA
322
Commerzbank Aktiengesellschaft
Germany
$2.92M +$22.8K +287 +0.8%
PHIMC
323
Private Harbour Investment Management & Counsel
Ohio
$2.9M -$283K -3,566 -9%
TH
324
Timber Hill
Connecticut
$2.89M -$875K -11,019 -23%
ANI
325
American National Insurance
Texas
$2.89M

NVS Hedge Fund Activity: Q4 2015 in Review

926 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2015, worth a combined $20B — down 6.5% from $21.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 69 closed out — a net gain of 14 holders — while 335 added to existing stakes and 330 trimmed.

The largest buyer was Franklin Resources, adding an estimated $244M. The largest seller was Arrowstreet Capital, cutting an estimated $75.1M.

  • 926 institutional investors held Novartis (NVS) as of Q4 2015, up from 925 in Q3 2015.
  • Funds reported $20B of Novartis stock for Q4 2015, down 6.5% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q4 2015 and 69 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q4 2015 was Franklin Resources, an estimated $244M added.
  • The largest Novartis seller in Q4 2015 was Arrowstreet Capital, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2015.