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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
ABP
301
Arthur B. Page
$3.88M -$122K -1,367 -3%
FBB
302
Fulton Breakefield Broenniman
Maryland
$3.85M -$114K -1,279 -3%
BTW
303
Boston Trust Walden
Massachusetts
$3.84M -$258K -2,902 -6%
RC
304
RegentAtlantic Capital
New Jersey
$3.82M -$285K -3,202 -6%
BEAM
305
Baker Ellis Asset Management
Washington
$3.82M +$8.37K +94 +0.2%
MA
306
Montag & Associates
Georgia
$3.77M +$39.2K +441 +1%
DCMM
307
DG Capital Management (Massachusetts)
Massachusetts
$3.75M -$26.3K -296 -0.6%
PP
308
PDT Partners
New York
$3.73M -$2.57M -28,868 -39%
QT
309
Quantbot Technologies
New York
$3.73M -$4.66M -52,354 -54%
Barclays
310
Barclays
United Kingdom
$3.68M +$1.19M +13,353 +42%
ABC
311
Associated Banc-Corp
Wisconsin
$3.65M -$44.7K -502 -1%
ISL
312
Ingalls & Snyder LLC
New York
$3.58M -$2.49K -28 -0.1%
FMII
313
Farmers & Merchants Investments Inc
Nebraska
$3.48M +$221K +2,486 +6%
MSR
314
Main Street Research
Connecticut
$3.46M +$2.6M +29,269 +217%
RWM
315
Rench Wealth Management
Texas
$3.42M -$5.07K -57 -0.1%
BAAM
316
Baker Avenue Asset Management
California
$3.41M -$117K -1,310 -3%
DA
317
Dunvegan Associates
California
$3.4M -$45.1K -507 -1%
PHIMC
318
Private Harbour Investment Management & Counsel
Ohio
$3.39M -$37.2K -418 -1%
JAM
319
Jolley Asset Management
North Carolina
$3.31M -$28.3K -318 -0.8%
CB
320
Community Bank
New York
$3.31M -$32.3K -363 -0.9%
MCM
321
Matterhorn Capital Management
Texas
$3.31M +$8.99K +101 +0.3%
FPTW
322
Franklin, Parlapiano, Turner & Welch
Texas
$3.3M -$18.4K -207 -0.5%
William Blair Investment Management
323
William Blair Investment Management
Illinois
$3.29M +$3.56M +39,961 New
Creative Planning
324
Creative Planning
Kansas
$3.29M +$684K +7,689 +24%
CB
325
Commerce Bank
Missouri
$3.27M -$152K -1,709 -4%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.