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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
CAM
301
Carret Asset Management
New York
$4.04M -$42.9K -517 -1%
Federated Hermes
302
Federated Hermes
Pennsylvania
$4.03M +$1.02M +12,349 +34%
FA
303
FDx Advisors
Illinois
$4M -$136K -1,644 -3%
VV
304
Verity & Verity
South Carolina
$3.99M +$27.4K +331 +0.7%
NB
305
NBT Bank
New York
$3.97M +$110K +1,333 +3%
CCM
306
Covington Capital Management
California
$3.97M +$180K +2,175 +5%
BAAM
307
Baker Avenue Asset Management
California
$3.96M -$168K -2,023 -4%
Kayne Anderson Rudnick Investment Management
308
Kayne Anderson Rudnick Investment Management
California
$3.95M +$130K +1,569 +3%
ABC
309
Associated Banc-Corp
Wisconsin
$3.94M -$314K -3,794 -7%
BUB
310
BBVA USA Bancshares
Texas
$3.93M +$693K +8,361 +21%
KIA
311
KCM Investment Advisors
California
$3.91M +$16K +193 +0.4%
CIM
312
Calvert Investment Management
Maryland
$3.86M +$100K +1,207 +3%
MA
313
Montag & Associates
Georgia
$3.86M +$282K +3,404 +8%
EA
314
Euclid Advisors
Connecticut
$3.78M +$97.1K +1,172 +3%
SAG
315
Sterne Agee Group
Alabama
$3.75M +$1.27M +15,310 +51%
LTFS
316
Ladenburg Thalmann Financial Services
Florida
$3.74M +$1.08M +13,008 +41%
SC
317
SouthState Corp
Florida
$3.73M +$1.33M +16,025 +55%
Barclays
318
Barclays
United Kingdom
$3.73M +$3.04M +36,630 +425%
RhumbLine Advisers
319
RhumbLine Advisers
Massachusetts
$3.73M +$223K +2,695 +6%
FBB
320
Fulton Breakefield Broenniman
Maryland
$3.72M +$71.2K +859 +2%
RWM
321
Rench Wealth Management
Texas
$3.7M -$94.2K -1,136 -2%
ACI
322
AMP Capital Investors
Australia
$3.63M -$2.01M -24,307 -36%
DLCIG
323
D.L. Carlson Investment Group
New Hampshire
$3.63M -$756K -9,123 -17%
ISL
324
Ingalls & Snyder LLC
New York
$3.62M -$9.28K -112 -0.3%
MCM
325
Matterhorn Capital Management
Texas
$3.61M +$40.9K +494 +1%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.