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Novartis

909 hedge funds and large institutions have $19.9B invested in Novartis in 2017 Q1 according to their latest regulatory filings, with 76 funds opening new positions, 342 increasing their positions, 335 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 61

9% more capital invested

Capital invested by funds: $18.3B → $19.9B (+$1.61B)

2% more repeat investments, than reductions

Existing positions increased: 342 | Existing positions reduced: 335

0.71% more ownership

Funds ownership: 10.65%11.36% (+0.71%)

1% more funds holding

Funds holding: 904909 (+5)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

55% less call options, than puts

Call options by funds: $30.9M | Put options by funds: $68.2M

Holders
909
Holders Change
+5
Holders Change %
+0.55%
% of All Funds
22.63%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.5%
New
76
Increased
342
Reduced
335
Closed
61
Calls
$30.9M
Puts
$68.2M
Net Calls
-$37.3M
Net Calls Change
-$54.7M
Name Holding Trade Value Shares
Change
Change in
Stake
BEAM
276
Baker Ellis Asset Management
Washington
$3.18M -$7.46K -112 -0.2%
BF
277
BOK Financial
Oklahoma
$3.18M +$560K +8,404 +21%
AG
278
Advisor Group
Arizona
$3.15M +$158K +2,370 +5%
RJT
279
Raymond James Trust
Florida
$3.12M +$97.6K +1,464 +3%
NB
280
NBT Bank
New York
$3.04M -$144K -2,165 -5%
GC
281
Grace Capital
Massachusetts
$3.04M +$22.7K +340 +0.8%
William Blair Investment Management
282
William Blair Investment Management
Illinois
$3.02M +$168K +2,515 +6%
MA
283
MUFG Americas
New York
$2.88M -$171K -2,572 -6%
Cambridge Investment Research Advisors
284
Cambridge Investment Research Advisors
Iowa
$2.88M -$27K -405 -0.9%
CSS
285
Cubist Systematic Strategies
Connecticut
$2.79M +$2.32M +34,866 +493%
GCAC
286
Guardian Capital Advisors (Canada)
Ontario, Canada
$2.76M -$20.1K -302 -0.7%
Allianz Asset Management
287
Allianz Asset Management
Germany
$2.75M -$190K -2,850 -6%
BL
288
BCWM LLC
Kansas
$2.74M -$14.7K -221 -0.5%
Russell Investments Group
289
Russell Investments Group
United Kingdom
$2.74M +$2.74M +41,170 New
OC
290
Oppenheimer & Co
New York
$2.72M -$74.2K -1,114 -3%
BFO
291
Boston Family Office
Massachusetts
$2.68M -$244K -3,656 -8%
WSFS
292
Wilmington Savings Fund Society
Delaware
$2.67M -$212K -3,181 -7%
VNA
293
Valley National Advisers
Pennsylvania
$2.63M -$405K -6,071 -13%
FCMT
294
Founders Capital Management (Texas)
Texas
$2.62M +$2.63M +39,417 New
WIC
295
Woodmont Investment Counsel
Tennessee
$2.61M
ABC
296
Associated Banc-Corp
Wisconsin
$2.6M -$58.2K -874 -2%
SSWM
297
Smith Salley Wealth Management
North Carolina
$2.6M +$115K +1,730 +5%
NME
298
Notis-McConarty Edward
$2.59M +$149K +2,232 +6%
TCCM
299
Timber Creek Capital Management
Massachusetts
$2.58M +$80K +1,200 +3%
CA
300
Commerzbank Aktiengesellschaft
Germany
$2.58M +$324K +4,868 +14%

NVS Hedge Fund Activity: Q1 2017 in Review

909 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2017, worth a combined $19.9B — up 8.8% from $18.3B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new NVS positions and 61 closed out — a net gain of 15 holders — while 342 added to existing stakes and 335 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $362M. The largest seller was 1832 Asset Management, cutting an estimated $239M.

  • 909 institutional investors held Novartis (NVS) as of Q1 2017, up from 904 in Q4 2016.
  • Funds reported $19.9B of Novartis stock for Q1 2017, up 8.8% quarter-over-quarter.
  • 76 funds opened new Novartis positions in Q1 2017 and 61 closed out, a net change of +15 holders.
  • The largest Novartis buyer in Q1 2017 was Dodge & Cox, an estimated $362M added.
  • The largest Novartis seller in Q1 2017 was 1832 Asset Management, an estimated $239M sold.

Based on aggregated 13F filings for Q1 2017.