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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
DCMM
276
DG Capital Management (Massachusetts)
Massachusetts
$4.52M +$525K +6,489 +14%
FAB
277
First American Bank
Illinois
$4.52M +$174K +2,151 +4%
WTC
278
WhitTier Trust Company
Nevada
$4.5M -$23.7K -293 -0.5%
DLCIG
279
D.L. Carlson Investment Group
New Hampshire
$4.46M -$378K -4,666 -8%
DA
280
Dunvegan Associates
California
$4.44M -$36.2K -447 -0.8%
CPS
281
Counsel Portfolio Services
Ontario, Canada
$4.42M +$632K +7,812 +18%
GHA
282
GW Henssler & Associates
Georgia
$4.41M +$244K +3,021 +6%
TC
283
Taylor Cottrill
New Hampshire
$4.38M -$94.4K -1,167 -2%
ABC
284
Associated Banc-Corp
Wisconsin
$4.32M -$27.7K -342 -0.7%
CIBC Private Wealth Group
285
CIBC Private Wealth Group
Georgia
$4.28M -$215K -2,654 -5%
GCM
286
Garland Capital Management
Washington
$4.27M -$76.7K -948 -2%
BFO
287
Boston Family Office
Massachusetts
$4.26M +$1.38K +17 +0%
GG
288
Greenwood Gearhart
Arkansas
$4.23M +$30.3K +374 +0.8%
BEAM
289
Baker Ellis Asset Management
Washington
$4.22M
TG
290
TCW Group
California
$4.21M
FA
291
FDx Advisors
Illinois
$4.2M -$1.27M -15,730 -24%
BAAM
292
Baker Avenue Asset Management
California
$4.19M +$8.58K +106 +0.2%
CAM
293
Carret Asset Management
New York
$4.14M -$99.8K -1,234 -2%
ABP
294
Arthur B. Page
$4.12M +$101K +1,250 +3%
PWP
295
Private Wealth Partners
California
$4.12M +$2.68M +33,089 +210%
VV
296
Verity & Verity
South Carolina
$4.03M -$34.3K -424 -0.9%
CPIM
297
Columbia Partners Investment Management
Virginia
$4M +$236K +2,917 +7%
KIA
298
KCM Investment Advisors
California
$3.95M -$67.5K -834 -2%
NB
299
NBT Bank
New York
$3.92M +$2.1K +26 +0.1%
SAM
300
Sectoral Asset Management
Quebec, Canada
$3.92M +$623K +7,701 +20%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.