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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
DA
276
Dunvegan Associates
California
$4.06M -$364K -5,001 -9%
TC
277
Taylor Cottrill
New Hampshire
$4.02M -$56.9K -781 -1%
KB
278
Kimelman & Baird
New York
$4.02M +$1.14M +15,624 +42%
ABC
279
Associated Banc-Corp
Wisconsin
$4.01M +$30.4K +417 +0.8%
BEAM
280
Baker Ellis Asset Management
Washington
$3.94M -$197K -2,698 -5%
GHA
281
GW Henssler & Associates
Georgia
$3.93M -$485K -6,658 -11%
CPS
282
Counsel Portfolio Services
Ontario, Canada
$3.93M
GCM
283
Garland Capital Management
Washington
$3.93M +$52.8K +725 +1%
VAM
284
Visium Asset Management
New York
$3.92M -$9.06M -124,349 -71%
FAB
285
First American Bank
Illinois
$3.92M +$342K +4,692 +10%
FA
286
FDx Advisors
Illinois
$3.92M -$502K -6,885 -12%
CAM
287
Carret Asset Management
New York
$3.88M +$14.2K +195 +0.4%
CIM
288
Calvert Investment Management
Maryland
$3.83M +$1.07M +14,646 +41%
RFC
289
Regions Financial Corp
Alabama
$3.82M +$114K +1,567 +3%
WB
290
Webster Bank
Connecticut
$3.81M -$151K -2,075 -4%
UCFA
291
United Capital Financial Advisors
Texas
$3.75M +$1.69M +23,260 +90%
BAAM
292
Baker Avenue Asset Management
California
$3.73M +$119K +1,629 +3%
MA
293
Montag & Associates
Georgia
$3.7M +$261K +3,582 +8%
BFO
294
Boston Family Office
Massachusetts
$3.65M -$121K -1,662 -3%
GG
295
Greenwood Gearhart
Arkansas
$3.65M +$21.4K +294 +0.6%
SFP
296
Santa Fe Partners
New Mexico
$3.64M +$1.01M +13,826 +41%
EAM
297
EULAV Asset Management
Florida
$3.62M
ABP
298
Arthur B. Page
$3.6M +$48.7K +669 +1%
JAM
299
Jolley Asset Management
North Carolina
$3.58M -$62.4K -857 -2%
Janney Montgomery Scott
300
Janney Montgomery Scott
Pennsylvania
$3.57M +$132K +1,810 +4%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.