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Novartis

943 hedge funds and large institutions have $22.9B invested in Novartis in 2015 Q2 according to their latest regulatory filings, with 52 funds opening new positions, 347 increasing their positions, 339 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

134% more call options, than puts

Call options by funds: $78.6M | Put options by funds: $33.6M

27% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 41

2% more repeat investments, than reductions

Existing positions increased: 347 | Existing positions reduced: 339

0% more funds holding

Funds holding: 939943 (+4)

0.17% more ownership

Funds ownership: 9.67%9.84% (+0.17%)

2% less capital invested

Capital invested by funds: $23.3B → $22.9B (-$451M)

12% less funds holding in top 10

Funds holding in top 10: 6961 (-8)

Holders
943
Holders Change
+4
Holders Change %
+0.43%
% of All Funds
25.41%
Holding in Top 10
61
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-11.59%
% of All Funds
1.64%
New
52
Increased
347
Reduced
339
Closed
41
Calls
$78.6M
Puts
$33.6M
Net Calls
+$44.9M
Net Calls Change
+$32.4M
Name Holding Trade Value Shares
Change
Change in
Stake
FBC
251
Fairfield, Bush & Co
Connecticut
$5.96M -$31.3K -341 -0.5%
WCM
252
Wallace Capital Management
Texas
$5.92M +$66.3K +723 +1%
TRIM
253
Thompson Rubinstein Investment Management
Oregon
$5.9M -$30.6K -334 -0.5%
MJP
254
Michael J. Puzo
$5.7M -$20K -218 -0.3%
DMIC
255
Dixon Mitchell Investment Counsel
British Columbia, Canada
$5.61M +$93.9K +1,024 +2%
GC
256
Gratry & Company
Ohio
$5.58M +$316K +3,443 +6%
JGUA
257
John G. Ullman & Associates
New York
$5.55M -$413K -4,503 -7%
IIM
258
Ipswich Investment Management
Massachusetts
$5.5M -$798K -8,699 -12%
FLPIM
259
F.L. Putnam Investment Management
Massachusetts
$5.45M +$83.8K +914 +2%
Mackenzie Financial
260
Mackenzie Financial
Ontario, Canada
$5.37M -$264K -2,880 -5%
BUB
261
BBVA USA Bancshares
Texas
$5.33M +$672K +7,322 +14%
GAM
262
Griffin Asset Management
New York
$5.32M -$14.6K -159 -0.3%
SC
263
SouthState Corp
Florida
$5.28M +$1.02M +11,077 +23%
TD Asset Management
264
TD Asset Management
Ontario, Canada
$5.27M -$409K -4,463 -7%
NAM
265
NorthCoast Asset Management
Connecticut
$5.25M +$221K +2,412 +4%
EVM
266
Evelyn V. Moreno
$5.22M -$162K -1,766 -3%
HKIM
267
Hayek Kallen Investment Management
Alabama
$5.19M -$31.5K -343 -0.6%
AAIM
268
American Assets Investment Management
California
$5.09M
EHC
269
Everett Harris & Co
California
$5.05M +$30K +327 +0.6%
CCMIC
270
Cardinal Capital Management Inc (Canada)
Manitoba, Canada
$5.03M +$1.34M +14,609 +34%
Mirae Asset Global Investments
271
Mirae Asset Global Investments
South Korea
$5M +$51.2K +558 +1%
WFG
272
Windsor Financial Group
Minnesota
$4.99M -$144K -1,566 -3%
LG
273
LaFleur & Godfrey
Michigan
$4.94M -$295K -3,212 -5%
Balyasny Asset Management
274
Balyasny Asset Management
Illinois
$4.92M +$5.12M +55,800 New
BIT
275
BlackRock Institutional Trust
California
$4.83M +$5.03M +54,787 New

NVS Hedge Fund Activity: Q2 2015 in Review

943 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2015, worth a combined $22.9B — down 1.9% from $23.3B a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new NVS positions and 41 closed out — a net gain of 11 holders — while 347 added to existing stakes and 339 trimmed.

The largest buyer was Institutional Capital, opening a new position worth an estimated $159M. The largest seller was Dodge & Cox, cutting an estimated $211M.

  • 943 institutional investors held Novartis (NVS) as of Q2 2015, up from 939 in Q1 2015.
  • Funds reported $22.9B of Novartis stock for Q2 2015, down 1.9% quarter-over-quarter.
  • 52 funds opened new Novartis positions in Q2 2015 and 41 closed out, a net change of +11 holders.
  • The largest Novartis buyer in Q2 2015 was Institutional Capital, an estimated $159M added.
  • The largest Novartis seller in Q2 2015 was Dodge & Cox, an estimated $211M sold.

Based on aggregated 13F filings for Q2 2015.