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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
OWD
226
Osborn Williams & Donohoe
Ohio
$6.42M
VCM
227
Vigilant Capital Management
Maine
$6.39M -$83.8K -942 -1%
NFA
228
Nationwide Fund Advisors
Ohio
$6.3M -$41.2K -463 -0.6%
NCM
229
Nelson Capital Management
California
$6.3M +$232K +2,604 +4%
MA
230
MUFG Americas
New York
$6.21M -$498K -5,597 -7%
Janus Henderson Group
231
Janus Henderson Group
United Kingdom
$6.15M -$9.26K -104 -0.1%
MAM
232
Mastrapasqua Asset Management
Tennessee
$6.07M +$6.85K +77 +0.1%
ACM
233
Advisors Capital Management
New Jersey
$6.07M +$2.56M +28,819 +64%
CCFCSB
234
Cape Cod Five Cents Savings Bank
Massachusetts
$6.03M +$61.7K +693 +1%
IHL
235
Investment House LLC
California
$6.01M -$17.4K -195 -0.3%
JFL
236
Jarislowsky, Fraser Ltd
Quebec, Canada
$5.97M -$52.8K -593 -0.8%
TFF
237
Timothy F. Fidgeon
$5.86M -$115K -1,289 -2%
WCM
238
Wallace Capital Management
Texas
$5.81M +$304K +3,415 +5%
ARMC
239
American Research & Management Company
Massachusetts
$5.77M +$19.2K +216 +0.3%
RCM
240
Riverhead Capital Management
Delaware
$5.74M
BI
241
Boulegeris Investments
Georgia
$5.64M -$319K -3,583 -5%
NCM
242
Northroad Capital Management
New York
$5.64M -$1.6M -18,014 -21%
SG Americas Securities
243
SG Americas Securities
New York
$5.59M +$4.41M +49,527 +270%
TRIM
244
Thompson Rubinstein Investment Management
Oregon
$5.48M -$39.8K -447 -0.7%
NAM
245
NorthCoast Asset Management
Connecticut
$5.44M +$578K +6,498 +11%
BUB
246
BBVA USA Bancshares
Texas
$5.4M +$453K +5,093 +8%
DMIC
247
Dixon Mitchell Investment Counsel
British Columbia, Canada
$5.37M +$132K +1,485 +2%
AT
248
Arden Trust
Delaware
$5.33M +$2.05M +22,987 +55%
MJP
249
Michael J. Puzo
$5.31M -$25.8K -290 -0.4%
IIM
250
Ipswich Investment Management
Massachusetts
$5.22M +$84.9K +954 +2%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.