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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
VW
226
Vantage Wealth
California
$6.93M +$113K +1,367 +2%
MA
227
MUFG Americas
New York
$6.89M -$31.2K -376 -0.5%
VCM
228
Vigilant Capital Management
Maine
$6.86M +$1.66M +20,059 +32%
CIM
229
Confluence Investment Management
Missouri
$6.84M +$397K +4,795 +6%
OWD
230
Osborn Williams & Donohoe
Ohio
$6.79M +$61.1K +737 +0.9%
CTA
231
Chesley Taft & Associates
Illinois
$6.67M +$33.3K +402 +0.5%
SWK
232
Stephen W. Kidder
$6.66M +$197K +2,382 +3%
KB
233
Kimelman & Baird
New York
$6.6M +$541K +6,529 +9%
ECM
234
Endurant Capital Management
California
$6.6M +$6.59M +79,459 New
TCOV
235
Trust Company of Vermont
Vermont
$6.59M -$16.1K -194 -0.2%
OC
236
Oppenheimer & Co
New York
$6.53M +$529K +6,382 +9%
SB
237
Suntrust Banks
Georgia
$6.49M -$2.08M -25,100 -24%
PSUF
238
People's United Financial
Connecticut
$6.39M -$169K -2,042 -3%
MAM
239
Mastrapasqua Asset Management
Tennessee
$6.2M +$6.19M +74,629 New
HNB
240
Huntington National Bank
Ohio
$6.11M +$92.7K +1,118 +2%
CCFCSB
241
Cape Cod Five Cents Savings Bank
Massachusetts
$6.11M +$176K +2,123 +3%
WC
242
Wexford Capital
Florida
$6.08M +$713K +8,604 +13%
IHL
243
Investment House LLC
California
$6.07M -$48.6K -586 -0.8%
NCM
244
Nelson Capital Management
California
$6.06M +$16.7K +201 +0.3%
IIM
245
Ipswich Investment Management
Massachusetts
$6.04M -$86.9K -1,048 -1%
Janney Montgomery Scott
246
Janney Montgomery Scott
Pennsylvania
$6.04M +$360K +4,349 +6%
SAM
247
Sectoral Asset Management
Quebec, Canada
$5.88M +$2.03M +24,440 +53%
Mackenzie Financial
248
Mackenzie Financial
Ontario, Canada
$5.85M +$141K +1,697 +2%
Janus Henderson Group
249
Janus Henderson Group
United Kingdom
$5.83M +$5.83M +70,308 New
ARMC
250
American Research & Management Company
Massachusetts
$5.83M -$4.56K -55 -0.1%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.