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Novartis
NVS

Overview Fund Activity

874 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 314 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
874
Holders Change
+27
Holders Change %
+3.19%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
314
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M

Top Buyers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$222M
2
TH
TCTC Holdings
Texas
+$40.1M
3
PP
PDT Partners
New York
+$38M
4
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
+$34.6M
5
Wells Fargo
Wells Fargo
California
+$30.7M

Top Sellers

1
Primecap Management
Primecap Management
California
-$151M
2
SCM
Sterling Capital Management
North Carolina
-$80.1M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$72.2M
4
Northern Trust
Northern Trust
Illinois
-$67.2M
5
Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management
California
-$60.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWK
226
Stephen W. Kidder
$6.56M +$992K +11,763 +18%
CIM
227
Confluence Investment Management
Missouri
$6.55M +$508K +6,027 +8%
First Trust Advisors
228
First Trust Advisors
Illinois
$6.27M +$476K +5,639 +8%
IIM
229
Ipswich Investment Management
Massachusetts
$6.23M -$77.7K -921 -1%
IHL
230
Investment House LLC
California
$6.22M -$132K -1,562 -2%
UCFA
231
United Capital Financial Advisors
Texas
$6.17M +$653K +7,747 +12%
KB
232
Kimelman & Baird
New York
$6.16M +$2.13M +25,277 +53%
NCM
233
Nelson Capital Management
California
$6.14M +$186K +2,201 +3%
HNB
234
Huntington National Bank
Ohio
$6.11M -$218K -2,585 -3%
OC
235
Oppenheimer & Co
New York
$6.09M +$401K +4,749 +7%
CCFCSB
236
Cape Cod Five Cents Savings Bank
Massachusetts
$6.02M +$30.7K +364 +0.5%
GAM
237
Griffin Asset Management
New York
$5.98M -$35.6K -422 -0.6%
JGUA
238
John G. Ullman & Associates
New York
$5.94M -$1.62M -19,173 -21%
ARMC
239
American Research & Management Company
Massachusetts
$5.93M -$106K -1,258 -2%
CAM
240
Capstone Asset Management
Texas
$5.91M +$40.5K +480 +0.7%
RCM
241
Riverhead Capital Management
Delaware
$5.87M – – –
FBC
242
Fairfield, Bush & Co
Connecticut
$5.84M -$80.9K -959 -1%
Mackenzie Financial
243
Mackenzie Financial
Ontario, Canada
$5.8M +$153K +1,809 +3%
TRIM
244
Thompson Rubinstein Investment Management
Oregon
$5.77M – – –
Janney Montgomery Scott
245
Janney Montgomery Scott
Pennsylvania
$5.77M +$661K +7,839 +13%
ACI
246
AMP Capital Investors
Australia
$5.68M +$5.68M +67,793 New
JFL
247
Jarislowsky, Fraser Ltd
Quebec, Canada
$5.65M -$141K -1,674 -2%
NFA
248
Nationwide Fund Advisors
Ohio
$5.59M -$4.13M -48,962 -42%
FLPIM
249
F.L. Putnam Investment Management
Massachusetts
$5.56M +$93.5K +1,109 +2%
RIM
250
RS Investment Management
California
$5.55M -$1.67M -19,794 -23%
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