We are live on ! Find out more
NVS icon

Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
SWK
226
Stephen W. Kidder
$6.56M +$952K +11,763 +18%
CIM
227
Confluence Investment Management
Missouri
$6.55M +$488K +6,027 +8%
First Trust Advisors
228
First Trust Advisors
Illinois
$6.27M +$456K +5,639 +8%
IIM
229
Ipswich Investment Management
Massachusetts
$6.23M -$74.5K -921 -1%
IHL
230
Investment House LLC
California
$6.21M -$126K -1,562 -2%
UCFA
231
United Capital Financial Advisors
Texas
$6.17M +$627K +7,747 +12%
KB
232
Kimelman & Baird
New York
$6.16M +$2.05M +25,277 +53%
NCM
233
Nelson Capital Management
California
$6.14M +$178K +2,201 +3%
HNB
234
Huntington National Bank
Ohio
$6.11M -$209K -2,585 -3%
OC
235
Oppenheimer & Co
New York
$6.09M +$384K +4,749 +7%
CCFCSB
236
Cape Cod Five Cents Savings Bank
Massachusetts
$6.02M +$29.4K +364 +0.5%
GAM
237
Griffin Asset Management
New York
$5.98M -$34.1K -422 -0.6%
JGUA
238
John G. Ullman & Associates
New York
$5.94M -$1.55M -19,173 -21%
ARMC
239
American Research & Management Company
Massachusetts
$5.93M -$102K -1,258 -2%
CAM
240
Capstone Asset Management
Texas
$5.91M +$38.8K +480 +0.7%
RCM
241
Riverhead Capital Management
Delaware
$5.87M
FBC
242
Fairfield, Bush & Co
Connecticut
$5.84M -$77.6K -959 -1%
Mackenzie Financial
243
Mackenzie Financial
Ontario, Canada
$5.8M +$146K +1,809 +3%
TRIM
244
Thompson Rubinstein Investment Management
Oregon
$5.77M
Janney Montgomery Scott
245
Janney Montgomery Scott
Pennsylvania
$5.77M +$634K +7,839 +13%
ACI
246
AMP Capital Investors
Australia
$5.68M +$5.48M +67,793 New
JFL
247
Jarislowsky, Fraser Ltd
Quebec, Canada
$5.65M -$135K -1,674 -2%
NFA
248
Nationwide Fund Advisors
Ohio
$5.59M -$3.96M -48,962 -42%
FLPIM
249
F.L. Putnam Investment Management
Massachusetts
$5.56M +$89.7K +1,109 +2%
RIM
250
RS Investment Management
California
$5.55M -$1.6M -19,794 -23%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.