We are live on ! Find out more
NVS icon

Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
TCOV
226
Trust Company of Vermont
Vermont
$6.43M +$91.1K +1,158 +1%
Point72 Asset Management
227
Point72 Asset Management
Connecticut
$6.29M +$6.1M +77,562 New
VW
228
Vantage Wealth
California
$6.28M -$992K -12,611 -13%
MIS
229
Morningstar Investment Services
Illinois
$6.18M +$588K +7,472 +11%
IHL
230
Investment House LLC
California
$6.1M -$61.4K -781 -1%
HNB
231
Huntington National Bank
Ohio
$6.08M -$788K -10,024 -12%
IIM
232
Ipswich Investment Management
Massachusetts
$6.07M +$50.5K +642 +0.9%
CIM
233
Confluence Investment Management
Missouri
$5.81M +$370K +4,703 +7%
ARMC
234
American Research & Management Company
Massachusetts
$5.8M -$50K -636 -0.9%
GAM
235
Griffin Asset Management
New York
$5.79M -$65.1K -828 -1%
CCFCSB
236
Cape Cod Five Cents Savings Bank
Massachusetts
$5.76M +$51.4K +653 +0.9%
NCM
237
Nelson Capital Management
California
$5.72M +$317K +4,028 +6%
VAM
238
Visium Asset Management
New York
$5.7M +$1.48M +18,820 +37%
FBC
239
Fairfield, Bush & Co
Connecticut
$5.7M +$375K +4,771 +7%
RCM
240
Riverhead Capital Management
Delaware
$5.65M
CAM
241
Capstone Asset Management
Texas
$5.64M +$94.9K +1,206 +2%
First Trust Advisors
242
First Trust Advisors
Illinois
$5.57M -$335K -4,254 -6%
JFL
243
Jarislowsky, Fraser Ltd
Quebec, Canada
$5.57M -$8.73K -111 -0.2%
CRC
244
Curi RMB Capital
Illinois
$5.56M -$1.2M -15,242 -18%
TRIM
245
Thompson Rubinstein Investment Management
Oregon
$5.55M
OC
246
Oppenheimer & Co
New York
$5.48M -$84.3K -1,072 -2%
Mackenzie Financial
247
Mackenzie Financial
Ontario, Canada
$5.43M +$874K +11,116 +20%
SWK
248
Stephen W. Kidder
$5.36M -$44.8K -569 -0.9%
HKIM
249
Hayek Kallen Investment Management
Alabama
$5.34M -$121K -1,540 -2%
FA
250
FDx Advisors
Illinois
$5.32M +$1.12M +14,184 +28%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.