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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
TCOV
226
Trust Company of Vermont
Vermont
$5.95M +$22K +302 +0.4%
MAM
227
Mastrapasqua Asset Management
Tennessee
$5.93M -$440K -6,036 -7%
IHL
228
Investment House LLC
California
$5.79M -$86.9K -1,193 -2%
IIM
229
Ipswich Investment Management
Massachusetts
$5.65M -$65.8K -903 -1%
FLPIM
230
F.L. Putnam Investment Management
Massachusetts
$5.6M +$74.5K +1,023 +1%
First Trust Advisors
231
First Trust Advisors
Illinois
$5.56M -$91K -1,249 -2%
ARMC
232
American Research & Management Company
Massachusetts
$5.5M -$84.7K -1,163 -2%
GAM
233
Griffin Asset Management
New York
$5.5M -$344K -4,715 -6%
CCFCSB
234
Cape Cod Five Cents Savings Bank
Massachusetts
$5.36M +$25.7K +353 +0.5%
Deutsche Bank
235
Deutsche Bank
Germany
$5.36M -$3.24M -44,483 -39%
RCM
236
Riverhead Capital Management
Delaware
$5.31M +$5.07M +69,638 New
PSUF
237
People's United Financial
Connecticut
$5.26M -$732K -10,045 -13%
MIS
238
Morningstar Investment Services
Illinois
$5.24M -$3.12M -42,761 -38%
JFL
239
Jarislowsky, Fraser Ltd
Quebec, Canada
$5.24M -$122K -1,674 -2%
OC
240
Oppenheimer & Co
New York
$5.22M +$365K +5,008 +8%
TRIM
241
Thompson Rubinstein Investment Management
Oregon
$5.21M -$325K -4,464 -6%
CAM
242
Capstone Asset Management
Texas
$5.21M +$164K +2,254 +3%
HKIM
243
Hayek Kallen Investment Management
Alabama
$5.13M -$128K -1,757 -3%
CIM
244
Confluence Investment Management
Missouri
$5.1M +$460K +6,311 +10%
VCM
245
Vigilant Capital Management
Maine
$5.09M -$125K -1,713 -2%
EVM
246
Evelyn V. Moreno
$5.08M +$18.7K +256 +0.4%
SWK
247
Stephen W. Kidder
$5.07M -$83.4K -1,144 -2%
NCM
248
Nelson Capital Management
California
$5.07M +$131K +1,796 +3%
FBC
249
Fairfield, Bush & Co
Connecticut
$4.99M -$2.04K -28 -0%
TFF
250
Timothy F. Fidgeon
$4.89M -$3.64K -50 -0.1%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.