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Nuveen Multi-Asset Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ASN
51
Advisory Services Network
Georgia
$165K
IA
52
IFS Advisors
Kansas
$124K +$131K +7,703 New
FAG
53
Fortitude Advisory Group
Washington
$121K
CWC
54
Carolinas Wealth Consulting
North Carolina
$120K
SPIA
55
Steward Partners Investment Advisory
New York
$113K
HA
56
Herold Advisors
New York
$96.5K +$101K +5,956 New
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$83K +$86.9K +5,119 New
AP
58
Atwood & Palmer
Missouri
$50K
MPWT
59
MassMutual Private Wealth & Trust
Connecticut
$28K
WWM
60
Wolff Wiese Magana
California
$23K
HBW
61
Hazlett, Burt & Watson
West Virginia
$20K +$20.9K +1,231 New
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$18K +$17.9K +1,056 +1,650%
CFGS
63
Concourse Financial Group Securities
Alabama
$17K
MCC
64
Money Concepts Capital
Florida
$15K +$15.9K +937 New
IA
65
IFP Advisors
Florida
$8K +$6.69K +394 New
FWM
66
Focused Wealth Management
New York
$6K
AF
67
Allworth Financial
California
$5K
Fifth Third Bancorp
68
Fifth Third Bancorp
Ohio
$5K
LFG
69
Larson Financial Group
Missouri
$4K
GRP
70
Global Retirement Partners
California
$4K +$4.98K +293 New
PA
71
Parallel Advisors
California
$3K
CT
72
Caldwell Trust
Florida
$1.07K
CWM
73
Curi Wealth Management
North Carolina
$1K
Janney Montgomery Scott
74
Janney Montgomery Scott
Pennsylvania
-$1M -53,732 Closed
IWC
75
Integrated Wealth Concepts
Massachusetts
-$263K -14,093 Closed