Caldwell Trust’s Nuveen Multi-Asset Income Fund NMAI Stock Holding History

Caldwell Trust’s Portfolio NMAI Stock Details NMAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-66	Closed	-$734	–	720
2023 Q3	$734	Hold	66	–	–	﹤0.01%	698
2023 Q2	$770	Hold	66	–	–	﹤0.01%	742
2023 Q1	$762	Hold	66	–	–	﹤0.01%	722
2022 Q4	$758	Hold	66	–	–	﹤0.01%	719
2022 Q3	$752	Hold	66	–	–	﹤0.01%	715
2022 Q2	$871	Hold	66	–	–	﹤0.01%	732
2022 Q1	$1.07K	Hold	66	–	–	﹤0.01%	736
2021 Q4	$1.23K	Buy	+66	New	+$1.2K	﹤0.01%	732

Other funds holding NMAI

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

HBCM

Heron Bay Capital Management Bloomfield Hills, Michigan $1.1B AUM 11.31% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.23B AUM 51.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

AGM

Alpine Global Management New York $615M AUM 34.28% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Caldwell Trust's NMAI Position: Q4 2023 in Review

Caldwell Trust sold out of Nuveen Multi-Asset Income Fund (NMAI) in Q4 2023, closing a stake of 66 shares — an estimated $734 sold.

Caldwell Trust first reported a position in NMAI in Q4 2021 and held it in 8 quarters. The position peaked at $1.23K in Q4 2021. 65 funds tracked by Wall St. Rank hold NMAI as of Q4 2023.

Caldwell Trust reported no remaining Nuveen Multi-Asset Income Fund position as of Q4 2023 after selling out during the quarter.
Caldwell Trust sold 66 Nuveen Multi-Asset Income Fund shares in Q4 2023, an estimated $734.
Caldwell Trust first reported a position in Nuveen Multi-Asset Income Fund in Q4 2021 and held it in 8 quarters.
Caldwell Trust's Nuveen Multi-Asset Income Fund position peaked at $1.23K in Q4 2021.
65 funds tracked by Wall St. Rank held Nuveen Multi-Asset Income Fund as of Q4 2023.

Based on Caldwell Trust's 13F filing for Q4 2023, filed 1 Oct 2025.