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Nuveen Multi-Asset Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$584K -$106K -6,215 -15%
KAS
27
Kestra Advisory Services
Texas
$507K +$114K +6,696 +27%
CRC
28
Curi RMB Capital
Illinois
$497K
FMWA
29
Forvis Mazars Wealth Advisors
Missouri
$494K +$518K +30,521 New
MA
30
Mutual Advisors
Nebraska
$486K +$6.98K +411 +1%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$466K -$7.95K -468 -2%
GIA
32
Gladstone Institutional Advisory
Florida
$418K +$438K +25,772 New
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$391K -$433K -25,511 -51%
9WM
34
9258 Wealth Management
Ohio
$348K +$17 +1 +0%
DADC
35
D.A. Davidson & Co
Montana
$321K -$15.5K -910 -4%
PFS
36
Prospera Financial Services
Texas
$313K +$100K +5,915 +44%
NA
37
NewEdge Advisors
Louisiana
$293K -$169K -9,968 -36%
MML Investors Services
38
MML Investors Services
Massachusetts
$278K -$279K -16,438 -49%
Creative Planning
39
Creative Planning
Kansas
$276K -$14.2K -837 -5%
APA
40
American Portfolios Advisors
New York
$271K
Cetera Investment Advisers
41
Cetera Investment Advisers
Illinois
$256K
CPIG
42
Chicago Partners Investment Group
Illinois
$213K +$5.01K +295 +2%
BI
43
Bulldog Investors
New Jersey
$207K +$217K +12,779 New
LC
44
Lindbrook Capital
California
$206K
Mariner
45
Mariner
Kansas
$204K -$10.9K -644 -5%
Rockefeller Capital Management
46
Rockefeller Capital Management
New York
$201K
Truist Financial
47
Truist Financial
North Carolina
$185K -$35.7K -2,105 -16%
GWM
48
Geneos Wealth Management
Colorado
$184K +$193K +11,359 New
AAM
49
Advisors Asset Management
Colorado
$177K -$728K -42,896 -80%
Koshinski Asset Management
50
Koshinski Asset Management
Illinois
$171K