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Nuveen California AMT-Free Quality Municipal Income Fund
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Overview Fund Activity

42 hedge funds and large institutions have $37.5M invested in Nuveen California AMT-Free Quality Municipal Income Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
+5
Holders Change %
+13.51%
% of All Funds
1.22%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PMG
1
Private Management Group
California
$4.55M
2
RCM
2
Rivernorth Capital Management
Florida
$5.15M
3
GEM
3
Global Endowment Management
North Carolina
$1.42M
4
WA
4
Whitebox Advisors
Minnesota
$1.22M
5
MIG
5
Mariner Investment Group
New York
$1.21M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$2.44M
2
Creative Planning
2
Creative Planning
Kansas
$2K
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.18M
4
TC
4
TFS Capital
Pennsylvania
$1.08M
5
FAAS
5
First Allied Advisory Services
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
HK
26
Horizon Kinetics
New York
$232K – – –
SCM
27
Stonebridge Capital Management
California
$145K – – –
CAN
28
Cetera Advisor Networks
California
$144K +$12.1K +1,000 +9%
CA
29
Cetera Advisors
Colorado
$142K -$9.01K -740 -6%
BA
30
Boston Advisors
Massachusetts
$137K – – –
HCMNY
31
Howard Capital Management (New York)
New York
$135K +$135K +11,133 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$107K -$10.9K -900 -9%
EWM
33
Edge Wealth Management
New York
$66K +$23.2K +1,900 +54%
Citigroup
34
Citigroup
New York
$53K +$9.5K +781 +22%
MA
35
MUFG Americas
New York
$48K -$43.6K -3,558 -48%
WT
36
Whittier Trust
California
$39K – – –
EMA
37
Efficient Market Advisors
California
$25K – – –
HNB
38
Huntington National Bank
Ohio
$18K -$19K – –
WCM
39
Windsor Capital Management
Arizona
$14K – – –
OIA
40
Optimum Investment Advisors
Illinois
$12K – – –
TRCT
41
Tower Research Capital (TRC)
New York
$10K -$2.52K -206 -20%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$5K – – –
Creative Planning
43
Creative Planning
Kansas
$2K -$705K -70,500 -100%
FAAS
44
First Allied Advisory Services
California
– -$141K -11,998 Closed
PP
45
Paloma Partners
Connecticut
– -$139K -11,300 Closed
PFA
46
Pure Financial Advisors
California
– -$126K -10,187 Closed
WAM
47
Wolverine Asset Management
Illinois
– -$6K -500 Closed
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
– -$3K -240 Closed
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