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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

542 hedge funds and large institutions have $6.3B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 209 increasing their positions, 158 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

227% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 37

32% more repeat investments, than reductions

Existing positions increased: 209 | Existing positions reduced: 158

25% more funds holding in top 10

Funds holding in top 10: 6176 (+15)

16% more funds holding

Funds holding: 468542 (+74)

3% more capital invested

Capital invested by funds: $6.1B → $6.3B (+$198M)

2.02% less ownership

Funds ownership: 48.01%46% (-2%)

Holders
542
Holders Change
+74
Holders Change %
+15.81%
% of All Funds
10.68%
Holding in Top 10
76
Holding in Top 10 Change
+15
Holding in Top 10 Change %
+24.59%
% of All Funds
1.5%
New
121
Increased
209
Reduced
158
Closed
37
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AC
201
AlphaCore Capital
California
$3.02M +$3.02M +29,707 New
MWM
202
Mission Wealth Management
California
$3.02M +$573K +5,634 +23%
Mercer Global Advisors
203
Mercer Global Advisors
Colorado
$2.91M -$103K -1,015 -3%
HCM
204
Hollencrest Capital Management
California
$2.84M -$2.95M -29,038 -51%
SAS
205
Sage Advisory Services
Texas
$2.79M -$2.89M -28,450 -51%
AA
206
ALPS Advisors
Colorado
$2.76M -$50.8K -500 -2%
FFA
207
First Foundation Advisors
California
$2.76M +$1.06M +10,384 +62%
ECA
208
Elevated Capital Advisors
Utah
$2.72M +$2.72M +26,768 New
CAC
209
Certified Advisory Corp
Florida
$2.72M +$339K +3,338 +14%
CFA
210
Carroll Financial Associates
North Carolina
$2.71M +$20.8K +205 +0.8%
FAM
211
Foothills Asset Management
Arizona
$2.65M -$61.8K -608 -2%
WTC
212
WhitTier Trust Company
Nevada
$2.65M +$552K +5,433 +26%
CHJWM
213
Carlton Hofferkamp & Jenks Wealth Management
Texas
$2.62M +$969K +9,531 +59%
MIC
214
Means Investment Company
Maine
$2.57M -$513K -5,047 -17%
SBIA
215
Sheaff Brock Investment Advisors
Indiana
$2.46M -$339K -3,331 -12%
CA
216
Calton & Associates
Florida
$2.44M +$285K +2,800 +13%
LWM
217
Lionsbridge Wealth Management
Florida
$2.4M +$2.41M +23,668 New
GI
218
Glovista Investments
New Jersey
$2.37M -$1.31M -12,910 -36%
WS
219
Wedbush Securities
California
$2.36M +$2.37M +23,273 New
BCM
220
Birch Capital Management
Texas
$2.36M +$2.36M +23,190 New
IAA
221
Independent Advisor Alliance
North Carolina
$2.35M +$2.35M +23,091 New
SS
222
Simplicity Solutions
Minnesota
$2.32M +$1.56M +15,358 +206%
CI
223
Cordant Inc
Oregon
$2.31M +$2.31M +22,711 New
BFIM
224
Beese Fulmer Investment Management
Ohio
$2.28M
AA
225
AlphaMark Advisors
Kentucky
$2.27M +$318K +3,125 +16%

MINT Hedge Fund Activity: Q4 2019 in Review

542 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2019, worth a combined $6.3B — up 3.3% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new MINT positions and 37 closed out — a net gain of 84 holders — while 209 added to existing stakes and 158 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $80.9M. The largest seller was UBS Group, cutting an estimated $37.2M.

  • 542 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2019, up from 468 in Q3 2019.
  • Funds reported $6.3B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2019, up 3.3% quarter-over-quarter.
  • 121 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2019 and 37 closed out, a net change of +84 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2019 was Morgan Stanley, an estimated $80.9M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2019 was UBS Group, an estimated $37.2M sold.

Based on aggregated 13F filings for Q4 2019.