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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

239 hedge funds and large institutions have $2.27B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 93 increasing their positions, 70 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 17

33% more repeat investments, than reductions

Existing positions increased: 93 | Existing positions reduced: 70

25% more funds holding in top 10

Funds holding in top 10: 24 → 30 (+6)

10% more capital invested

Capital invested by funds: $2.07B → $2.27B (+$199M)

7% more funds holding

Funds holding: 224 → 239 (+15)

1.47% less ownership

Funds ownership: 47.06% → 45.59% (-1.5%)

Holders
239
Holders Change
+15
Holders Change %
+6.7%
% of All Funds
6.38%
Holding in Top 10
30
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+25%
% of All Funds
0.8%
New
35
Increased
93
Reduced
70
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$275M
2
Morgan Stanley
Morgan Stanley
New York
+$30.5M
3
FFA
First Foundation Advisors
California
+$27.6M
4
ECM
Evergreen Capital Management
Washington
+$24.6M
5
UCFA
United Capital Financial Advisors
Texas
+$17.3M

Top Sellers

1
SMM
Stadion Money Management
Georgia
-$225M
2
CG
Colony Group
Massachusetts
-$32M
3
QA
Quantitative Advantage
Minnesota
-$10.3M
4
MMA
Miracle Mile Advisors
California
-$9.59M
5
Jane Street
Jane Street
New York
-$4.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
ASN
201
Advisory Services Network
Georgia
$130K +$709 +7 +0.5%
AIM
202
Advantage Investment Management
Iowa
$121K -$6.18K -61 -5%
SG Americas Securities
203
SG Americas Securities
New York
$112K -$130K -1,287 -54%
FMP
204
Financial Management Professionals
Texas
$100K +$25K +247 +33%
GWM
205
Geneos Wealth Management
Colorado
$78K – – –
PSUF
206
People's United Financial
Connecticut
$64K – – –
Manulife (Manufacturers Life Insurance)
207
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$63K +$2.84K +28 +5%
FNBT
208
FineMark National Bank & Trust
Florida
$56K – – –
ADL
209
Asset Dedication LLC
California
$56K +$45.4K +448 +439%
FANJ
210
Financial Architects (New Jersey)
New Jersey
$51K – – –
LWM
211
LBA Wealth Management
Florida
$47K +$46.8K +462 New
CFG
212
Citizens Financial Group
Rhode Island
$46K – – –
Fifth Third Bancorp
213
Fifth Third Bancorp
Ohio
$36K – – –
CFS
214
Commonwealth Financial Services
West Virginia
$31K – – –
KLI
215
Kelman-Lazarov Inc
Tennessee
$30.4K +$30.4K +300 New
RFWA
216
RPg Family Wealth Advisory
Massachusetts
$20.8K – – –
AA
217
AlphaMark Advisors
Kentucky
$20K – – –
FM
218
Forward Management
California
$18K – – –
LYV
219
Live Your Vision
Pennsylvania
$18K +$18K +178 New
Bessemer Group
220
Bessemer Group
New Jersey
$17K – – –
HI
221
Hudock Inc
Pennsylvania
$16K – – –
LCM
222
Liberty Capital Management
Michigan
$15K +$15.2K +150 New
SF
223
Synovus Financial
Georgia
$13K – – –
Carson Wealth (CWM LLC)
224
Carson Wealth (CWM LLC)
Nebraska
$11K – – –
AC
225
Alexandria Capital
Virginia
$10K +$203 +2 +2%
7 8
9
10 11

MINT Hedge Fund Activity: Q3 2016 in Review

239 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2016, worth a combined $2.27B — up 9.6% from $2.07B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new MINT positions and 17 closed out — a net gain of 18 holders — while 93 added to existing stakes and 70 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $275M. The largest seller was Stadion Money Management, cutting an estimated $225M.

  • 239 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2016, up from 224 in Q2 2016.
  • Funds reported $2.27B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2016, up 9.6% quarter-over-quarter.
  • 35 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2016 and 17 closed out, a net change of +18 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2016 was Fidelity Investments, an estimated $275M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2016 was Stadion Money Management, an estimated $225M sold.

Based on aggregated 13F filings for Q3 2016.