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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

239 hedge funds and large institutions have $2.27B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 93 increasing their positions, 70 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 17

33% more repeat investments, than reductions

Existing positions increased: 93 | Existing positions reduced: 70

25% more funds holding in top 10

Funds holding in top 10: 24 → 30 (+6)

10% more capital invested

Capital invested by funds: $2.07B → $2.27B (+$199M)

7% more funds holding

Funds holding: 224 → 239 (+15)

1.47% less ownership

Funds ownership: 47.06% → 45.59% (-1.5%)

Holders
239
Holders Change
+15
Holders Change %
+6.7%
% of All Funds
6.38%
Holding in Top 10
30
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+25%
% of All Funds
0.8%
New
35
Increased
93
Reduced
70
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$275M
2
Morgan Stanley
Morgan Stanley
New York
+$30.5M
3
FFA
First Foundation Advisors
California
+$27.6M
4
ECM
Evergreen Capital Management
Washington
+$24.6M
5
UCFA
United Capital Financial Advisors
Texas
+$17.3M

Top Sellers

1
SMM
Stadion Money Management
Georgia
-$225M
2
CG
Colony Group
Massachusetts
-$32M
3
QA
Quantitative Advantage
Minnesota
-$10.3M
4
MMA
Miracle Mile Advisors
California
-$9.59M
5
Jane Street
Jane Street
New York
-$4.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
HCM
126
Hollencrest Capital Management
California
$1.09M +$1.09M +10,767 New
HNB
127
Huntington National Bank
Ohio
$1.07M +$1.07M +10,559 New
VKH
128
Virtu KCG Holdings
New York
$1.06M +$1.06M +10,418 New
CCM
129
Canal Capital Management
Virginia
$1.05M +$14.7K +145 +1%
SPC
130
Sigma Planning Corp
Michigan
$1.03M -$181K -1,788 -15%
DE
131
Day & Ennis
Georgia
$981K +$980K +9,677 New
OC
132
Oarsman Capital
Wisconsin
$974K +$218K +2,155 +29%
TSS
133
Two Sigma Securities
New York
$971K +$970K +9,574 New
BFIM
134
Beese Fulmer Investment Management
Ohio
$964K -$45.6K -450 -5%
CAN
135
Cetera Advisor Networks
California
$962K +$396K +3,910 +70%
CIBC World Market
136
CIBC World Market
Ontario, Canada
$961K +$959K +9,472 New
SCA
137
Snowden Capital Advisors
New York
$958K -$70.4K -695 -7%
M&T Bank
138
M&T Bank
New York
$924K +$89.3K +882 +11%
BWM
139
BerganKDV Wealth Management
Minnesota
$920K +$65.5K +647 +8%
DS
140
DRW Securities
Illinois
$914K – – –
BTS
141
BB&T Securities
Virginia
$903K -$638K -6,301 -41%
Neuberger Berman Group
142
Neuberger Berman Group
New York
$902K +$160K +1,575 +22%
Janney Montgomery Scott
143
Janney Montgomery Scott
Pennsylvania
$874K +$873K +8,619 New
PNC Financial Services Group
144
PNC Financial Services Group
Pennsylvania
$819K +$138K +1,364 +20%
AIM
145
Anchor Investment Management
South Carolina
$793K – – –
WTC
146
WhitTier Trust Company
Nevada
$782K +$109K +1,078 +16%
AB
147
AT Bancorp
Iowa
$724K – – –
KeyBank National Association
148
KeyBank National Association
Ohio
$717K -$522K -5,152 -42%
PIM
149
Penobscot Investment Management
Massachusetts
$710K -$83.5K -825 -11%
SGS
150
Sterling Global Strategies
California
$666K +$665K +6,567 New
4 5
6
7 8

MINT Hedge Fund Activity: Q3 2016 in Review

239 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2016, worth a combined $2.27B — up 9.6% from $2.07B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new MINT positions and 17 closed out — a net gain of 18 holders — while 93 added to existing stakes and 70 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $275M. The largest seller was Stadion Money Management, cutting an estimated $225M.

  • 239 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2016, up from 224 in Q2 2016.
  • Funds reported $2.27B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2016, up 9.6% quarter-over-quarter.
  • 35 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2016 and 17 closed out, a net change of +18 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2016 was Fidelity Investments, an estimated $275M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2016 was Stadion Money Management, an estimated $225M sold.

Based on aggregated 13F filings for Q3 2016.