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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

222 hedge funds and large institutions have $1.89B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more funds holding in top 10

Funds holding in top 10: 1924 (+5)

17% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 30

1% more funds holding

Funds holding: 220222 (+2)

7% less capital invested

Capital invested by funds: $2.04B → $1.89B (-$153M)

7.91% less ownership

Funds ownership: 52.16%44.25% (-7.9%)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
222
Holders Change
+2
Holders Change %
+0.91%
% of All Funds
5.92%
Holding in Top 10
24
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+26.32%
% of All Funds
0.64%
New
35
Increased
60
Reduced
85
Closed
30
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIC
126
Cutler Investment Counsel
Oregon
$860K +$859K +8,537 New
BWM
127
BerganKDV Wealth Management
Minnesota
$855K +$854K +8,485 New
FFA
128
First Foundation Advisors
California
$827K
PNC Financial Services Group
129
PNC Financial Services Group
Pennsylvania
$803K -$247K -2,451 -24%
PIM
130
Penobscot Investment Management
Massachusetts
$789K
AIM
131
Anchor Investment Management
South Carolina
$788K +$787K +7,820 New
CCM
132
Canal Capital Management
Virginia
$780K -$723K -7,183 -48%
OC
133
Oarsman Capital
Wisconsin
$752K -$2.01K -20 -0.3%
AB
134
AT Bancorp
Iowa
$719K
BHB
135
Bank Hapoalim BM
Israel
$713K
FHC
136
First Heartland Consultants
Missouri
$701K
Ameriprise
137
Ameriprise
Minnesota
$687K +$686K +6,815 New
DC
138
Davenport & Co
Virginia
$685K
Northwestern Mutual Wealth Management
139
Northwestern Mutual Wealth Management
Wisconsin
$650K -$51.1K -508 -7%
FMP
140
Financial Management Professionals
Texas
$648K
B
141
Bellecapital
Switzerland
$604K
ATC
142
Argent Trust Co
Tennessee
$576K
PAG
143
Private Advisor Group
New Jersey
$566K -$125K -1,239 -18%
TAT
144
TD Ameritrade Trust
Colorado
$553K +$89.4K +888 +19%
SAM
145
Summit Asset Management
Tennessee
$541K +$95.5K +949 +21%
AIG
146
American International Group
New York
$531K -$99.2K -986 -16%
NFG
147
Next Financial Group
Texas
$531K +$455K +4,525 +603%
GC
148
Gratus Capital
Georgia
$522K +$521K +5,181 New
BTS
149
BB&T Securities
Virginia
$514K -$15.3M -151,868 -97%
TSS
150
Two Sigma Securities
New York
$512K +$511K +5,077 New

MINT Hedge Fund Activity: Q1 2016 in Review

222 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q1 2016, worth a combined $1.89B — down 7.5% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new MINT positions and 30 closed out — a net gain of 5 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $125M. The largest seller was RiverFront Investment Group, exiting entirely with an estimated $220M sold.

  • 222 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q1 2016, up from 220 in Q4 2015.
  • Funds reported $1.89B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q1 2016, down 7.5% quarter-over-quarter.
  • 35 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q1 2016 and 30 closed out, a net change of +5 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q1 2016 was Fidelity Investments, an estimated $125M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q1 2016 was RiverFront Investment Group, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2016.