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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

542 hedge funds and large institutions have $6.3B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 209 increasing their positions, 158 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

227% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 37

32% more repeat investments, than reductions

Existing positions increased: 209 | Existing positions reduced: 158

25% more funds holding in top 10

Funds holding in top 10: 6176 (+15)

16% more funds holding

Funds holding: 468542 (+74)

3% more capital invested

Capital invested by funds: $6.1B → $6.3B (+$198M)

2.02% less ownership

Funds ownership: 48.01%46% (-2%)

Holders
542
Holders Change
+74
Holders Change %
+15.81%
% of All Funds
10.68%
Holding in Top 10
76
Holding in Top 10 Change
+15
Holding in Top 10 Change %
+24.59%
% of All Funds
1.5%
New
121
Increased
209
Reduced
158
Closed
37
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
101
First Trust Advisors
Illinois
$9.36M -$226K -2,227 -2%
RCA
102
Reitz Capital Advisors
Michigan
$9.28M +$2.4M +23,586 +35%
ACG
103
Allen Capital Group
Nebraska
$8.97M +$8.97M +88,285 New
PWAG
104
Polaris Wealth Advisory Group
California
$8.87M +$182K +1,786 +2%
TYCC
105
Texas Yale Capital Corp
Florida
$8.8M +$13.9K +137 +0.2%
PCWA
106
Pacific Capital Wealth Advisors
California
$8.72M +$8.73M +85,883 New
FM
107
Family Management
New York
$8.72M -$1.4M -13,758 -14%
WSCM
108
Wellington Shields Capital Management
New York
$8.66M +$3M +29,530 +53%
CAPTRUST Financial Advisors
109
CAPTRUST Financial Advisors
North Carolina
$8.55M +$8.55M +84,100 +290,000%
IA
110
IFP Advisors
Florida
$8.55M +$692K +6,803 +9%
PCM
111
Parsons Capital Management
Rhode Island
$8.47M -$9.35K -92 -0.1%
CCA
112
Cobblestone Capital Advisors
New York
$8.38M -$1.07M -10,539 -11%
SWM
113
Sugarloaf Wealth Management
Georgia
$8.31M +$8.32M +81,851 New
Creative Planning
114
Creative Planning
Kansas
$8.01M +$543K +5,337 +7%
LWA
115
Lowe Wealth Advisors
Maryland
$7.89M +$291K +2,864 +4%
ACA
116
Anchor Capital Advisors
Massachusetts
$7.84M -$2.38M -23,410 -23%
SPC
117
Sigma Planning Corp
Michigan
$7.71M -$1.75M -17,211 -18%
KPW
118
Kore Private Wealth
New York
$7.56M +$2.47M +24,340 +49%
GWM
119
Geneos Wealth Management
Colorado
$7.39M -$16.2M -159,257 -69%
PCM
120
Palouse Capital Management
Washington
$7.21M +$1.37M +13,493 +23%
LK
121
Lumbard & Kellner
New Hampshire
$7.04M +$7.62K +75 +0.1%
VCM
122
Verde Capital Management
Michigan
$6.83M +$6.83M +67,198 New
PFT
123
Providence First Trust
Arizona
$6.82M
LA
124
LVW Advisors
New York
$6.43M -$115K -1,130 -2%
CIAS
125
Capital Investment Advisory Services
North Carolina
$6.22M +$271K +2,665 +5%

MINT Hedge Fund Activity: Q4 2019 in Review

542 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2019, worth a combined $6.3B — up 3.3% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new MINT positions and 37 closed out — a net gain of 84 holders — while 209 added to existing stakes and 158 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $80.9M. The largest seller was UBS Group, cutting an estimated $37.2M.

  • 542 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2019, up from 468 in Q3 2019.
  • Funds reported $6.3B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2019, up 3.3% quarter-over-quarter.
  • 121 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2019 and 37 closed out, a net change of +84 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2019 was Morgan Stanley, an estimated $80.9M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2019 was UBS Group, an estimated $37.2M sold.

Based on aggregated 13F filings for Q4 2019.