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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

542 hedge funds and large institutions have $6.3B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 209 increasing their positions, 158 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

227% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 37

32% more repeat investments, than reductions

Existing positions increased: 209 | Existing positions reduced: 158

25% more funds holding in top 10

Funds holding in top 10: 6176 (+15)

16% more funds holding

Funds holding: 468542 (+74)

3% more capital invested

Capital invested by funds: $6.1B → $6.3B (+$198M)

2.02% less ownership

Funds ownership: 48.01%46% (-2%)

Holders
542
Holders Change
+74
Holders Change %
+15.81%
% of All Funds
10.68%
Holding in Top 10
76
Holding in Top 10 Change
+15
Holding in Top 10 Change %
+24.59%
% of All Funds
1.5%
New
121
Increased
209
Reduced
158
Closed
37
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IAP
76
Indie Asset Partners
Indiana
$13.6M +$13.6M +133,910 New
PAG
77
Private Advisor Group
New Jersey
$12.9M +$176K +1,736 +1%
PAM
78
Peak Asset Management
Colorado
$12.8M +$533K +5,242 +4%
CSIA
79
Charles Schwab Investment Advisory
California
$12.8M -$128K -1,260 -1%
SFA
80
Sequoia Financial Advisors
Ohio
$12.5M +$567K +5,576 +5%
SIM
81
Stratos Investment Management
Ohio
$12.4M +$10.6M +104,149 +572%
KPCM
82
Kings Point Capital Management
New York
$12.3M +$3.83M +37,707 +45%
SCA
83
Stokes Capital Advisors
South Carolina
$11.4M +$3.13M +30,753 +38%
Kayne Anderson Rudnick Investment Management
84
Kayne Anderson Rudnick Investment Management
California
$11.2M +$891K +8,770 +9%
RBA
85
Richard Bernstein Advisors
New York
$11.1M
B
86
Bridgeworth
Alabama
$10.8M +$5.97M +58,745 +123%
BRWM
87
B. Riley Wealth Management
Tennessee
$10.7M +$639K +6,283 +6%
JCM
88
Janney Capital Management
Pennsylvania
$10.7M -$11.2M -110,281 -51%
CFGF
89
Compass Financial Group (Florida)
Florida
$10.6M +$2.85K +28 +0%
RJA
90
Raymond James & Associates
Florida
$10.5M -$21.1M -207,706 -67%
HT
91
HighTower Trust
Texas
$10.3M +$326K +3,204 +3%
CSA
92
Cottage Street Advisors
Massachusetts
$10.2M +$1.48M +14,540 +17%
RBC
93
Roble Belko & Company
Pennsylvania
$10.1M +$58K +571 +0.6%
FIM
94
Freedom Investment Management
Connecticut
$10.1M +$84.1K +827 +0.8%
SC
95
Scotia Capital
Ontario, Canada
$10.1M +$887K +8,725 +10%
FSG
96
Financial Strategies Group
Michigan
$10.1M +$10.1M +99,039 New
CP
97
Camelot Portfolios
Ohio
$9.66M +$5.64M +55,437 +140%
AIM
98
Arcadia Investment Management
Michigan
$9.63M +$408K +4,010 +4%
ACM
99
Anfield Capital Management
California
$9.49M +$9.49M +93,354 New
WA
100
Winfield Associates
Ohio
$9.37M -$395K -3,885 -4%

MINT Hedge Fund Activity: Q4 2019 in Review

542 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2019, worth a combined $6.3B — up 3.3% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new MINT positions and 37 closed out — a net gain of 84 holders — while 209 added to existing stakes and 158 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $80.9M. The largest seller was UBS Group, cutting an estimated $37.2M.

  • 542 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2019, up from 468 in Q3 2019.
  • Funds reported $6.3B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2019, up 3.3% quarter-over-quarter.
  • 121 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2019 and 37 closed out, a net change of +84 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2019 was Morgan Stanley, an estimated $80.9M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2019 was UBS Group, an estimated $37.2M sold.

Based on aggregated 13F filings for Q4 2019.