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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

277 hedge funds and large institutions have $2.73B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q4 according to their latest regulatory filings, with 59 funds opening new positions, 104 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

269% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 16

37% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 76

20% more capital invested

Capital invested by funds: $2.27B → $2.73B (+$461M)

16% more funds holding

Funds holding: 239277 (+38)

6.43% more ownership

Funds ownership: 45.59%52.01% (+6.4%)

3% less funds holding in top 10

Funds holding in top 10: 3029 (-1)

Holders
277
Holders Change
+38
Holders Change %
+15.9%
% of All Funds
6.92%
Holding in Top 10
29
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.33%
% of All Funds
0.72%
New
59
Increased
104
Reduced
76
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FF
76
Friedenthal Financial
New Jersey
$4.5M +$4.5M +44,422 New
CSIC
77
Clifford Swan Investment Counsel
California
$4.49M +$530K +5,225 +13%
IA
78
IFP Advisors
Florida
$4.39M +$1.99M +19,580 +83%
NPC
79
National Planning Corporation
California
$4.3M +$3.63M +35,815 +547%
GWM
80
Greenwich Wealth Management
Connecticut
$4.08M +$675K +6,656 +20%
AIM
81
Arcadia Investment Management
Michigan
$4.05M +$1.07M +10,575 +36%
FAG
82
Financial Advisory Group
Texas
$3.85M +$169K +1,664 +5%
KPCM
83
Kings Point Capital Management
New York
$3.85M -$242K -2,390 -6%
LP
84
LGL Partners
Pennsylvania
$3.79M -$710 -7 -0%
SB
85
Simmons Bank
Arkansas
$3.7M -$603K -5,952 -14%
PAS
86
Partnervest Advisory Services
California
$3.55M +$38.1K +376 +1%
ACP
87
Aveo Capital Partners
Colorado
$3.5M +$3.5M +34,498 New
TNBTD
88
Trustmark National Bank Trust Department
Mississippi
$3.48M +$1.11M +10,912 +47%
HWA
89
HCR Wealth Advisors
California
$3.45M +$3.45M +34,057 New
NEPWA
90
New England Private Wealth Advisors
Massachusetts
$3.29M +$1.01M +9,953 +44%
LNC
91
Lincoln National Corp
Pennsylvania
$3.28M -$67.1K -662 -2%
FAAS
92
First Allied Advisory Services
California
$3.19M +$1.83M +18,043 +134%
WTC
93
WhitTier Trust Company
Nevada
$3.14M +$2.36M +23,267 +302%
Bank of Montreal
94
Bank of Montreal
Ontario, Canada
$3.13M +$1.37M +13,493 +78%
JWM
95
Jacobus Wealth Management
Wisconsin
$3.12M -$289K -2,855 -8%
WAP
96
Wealthcare Advisory Partners
Pennsylvania
$3.04M +$1.32M +12,988 +76%
Citadel Advisors
97
Citadel Advisors
Florida
$3.02M +$3.02M +29,783 New
AA
98
ALPS Advisors
Colorado
$3.01M -$577K -5,693 -16%
EA
99
Edge Advisors
Georgia
$2.94M +$2.94M +29,000 New
CAL
100
Capital Advisors Ltd
Ohio
$2.9M +$1.06M +10,500 +58%

MINT Hedge Fund Activity: Q4 2016 in Review

277 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2016, worth a combined $2.73B — up 20% from $2.27B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new MINT positions and 16 closed out — a net gain of 43 holders — while 104 added to existing stakes and 76 trimmed.

The largest buyer was Windhaven Investment Management, adding an estimated $194M. The largest seller was Fidelity Investments, cutting an estimated $74.9M.

  • 277 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2016, up from 239 in Q3 2016.
  • Funds reported $2.73B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2016, up 20% quarter-over-quarter.
  • 59 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2016 and 16 closed out, a net change of +43 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2016 was Windhaven Investment Management, an estimated $194M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2016 was Fidelity Investments, an estimated $74.9M sold.

Based on aggregated 13F filings for Q4 2016.