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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

542 hedge funds and large institutions have $6.3B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 209 increasing their positions, 158 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

227% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 37

32% more repeat investments, than reductions

Existing positions increased: 209 | Existing positions reduced: 158

25% more funds holding in top 10

Funds holding in top 10: 6176 (+15)

16% more funds holding

Funds holding: 468542 (+74)

3% more capital invested

Capital invested by funds: $6.1B → $6.3B (+$198M)

2.02% less ownership

Funds ownership: 48.01%46% (-2%)

Holders
542
Holders Change
+74
Holders Change %
+15.81%
% of All Funds
10.68%
Holding in Top 10
76
Holding in Top 10 Change
+15
Holding in Top 10 Change %
+24.59%
% of All Funds
1.5%
New
121
Increased
209
Reduced
158
Closed
37
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HWA
51
HCR Wealth Advisors
California
$18.8M +$362K +3,560 +2%
BWM
52
Benchmark Wealth Management
Connecticut
$18.6M +$18.6M +182,654 New
MWM
53
MinichMacGregor Wealth Management
New York
$18.2M +$18.2M +179,280 New
CTC
54
Central Trust Company
Missouri
$18.2M +$4.38M +43,072 +32%
FWM
55
Focused Wealth Management
New York
$18.1M -$1.64M -16,180 -8%
LTFS
56
Ladenburg Thalmann Financial Services
Florida
$18.1M -$2.12M -20,826 -10%
Truist Financial
57
Truist Financial
North Carolina
$18M +$18M +177,228 New
SCA
58
STALEY CAPITAL ADVISERS
Pennsylvania
$18M +$37.2K +366 +0.2%
EWM
59
Evermay Wealth Management
Virginia
$17.9M +$382K +3,757 +2%
BWA
60
BDO Wealth Advisors
Florida
$17.2M -$3.94M -38,801 -19%
BPB
61
Badgley, Phelps & Bell
Washington
$17.2M -$6.16M -60,646 -26%
UCI
62
Uncommon Cents Investing
Wisconsin
$17.1M +$6.05M +59,550 +55%
GFP
63
Gryphon Financial Partners
Ohio
$16.3M +$812K +7,992 +5%
Baird Financial Group
64
Baird Financial Group
Wisconsin
$16.2M -$15.5M -152,619 -49%
AFP
65
Ausdal Financial Partners
Iowa
$16.1M +$13.4M +131,699 +504%
GAG
66
GM Advisory Group
New York
$15.7M -$2.65M -26,029 -14%
JWBC
67
John W. Brooker & Co
California
$15.5M +$15.5M +152,422 New
AG
68
Advisor Group
Arizona
$15.4M -$15M -147,679 -49%
MML Investors Services
69
MML Investors Services
Massachusetts
$15.3M -$740K -7,284 -5%
LNC
70
Lincoln National Corp
Pennsylvania
$14.9M +$1.32M +12,968 +10%
WAP
71
Wealthcare Advisory Partners
Pennsylvania
$14.8M +$872K +8,576 +6%
Millennium Management
72
Millennium Management
New York
$14.7M +$7M +68,899 +90%
LJAC
73
L.J. Altfest & Co
New York
$14.5M -$433K -4,256 -3%
Renaissance Technologies
74
Renaissance Technologies
New York
$14.5M +$4.18M +41,100 +41%
WT
75
Whittier Trust
California
$14.3M +$1.61M +15,799 +13%

MINT Hedge Fund Activity: Q4 2019 in Review

542 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2019, worth a combined $6.3B — up 3.3% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new MINT positions and 37 closed out — a net gain of 84 holders — while 209 added to existing stakes and 158 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $80.9M. The largest seller was UBS Group, cutting an estimated $37.2M.

  • 542 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2019, up from 468 in Q3 2019.
  • Funds reported $6.3B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2019, up 3.3% quarter-over-quarter.
  • 121 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2019 and 37 closed out, a net change of +84 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2019 was Morgan Stanley, an estimated $80.9M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2019 was UBS Group, an estimated $37.2M sold.

Based on aggregated 13F filings for Q4 2019.