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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

277 hedge funds and large institutions have $2.73B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q4 according to their latest regulatory filings, with 59 funds opening new positions, 104 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

269% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 16

37% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 76

20% more capital invested

Capital invested by funds: $2.27B → $2.73B (+$461M)

16% more funds holding

Funds holding: 239277 (+38)

6.43% more ownership

Funds ownership: 45.59%52.01% (+6.4%)

3% less funds holding in top 10

Funds holding in top 10: 3029 (-1)

Holders
277
Holders Change
+38
Holders Change %
+15.9%
% of All Funds
6.92%
Holding in Top 10
29
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.33%
% of All Funds
0.72%
New
59
Increased
104
Reduced
76
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LWA
51
Lowe Wealth Advisors
Maryland
$7.27M +$172K +1,698 +2%
LTFS
52
Ladenburg Thalmann Financial Services
Florida
$6.71M +$3.62M +35,720 +117%
MFS
53
MSI Financial Services
Massachusetts
$6.67M +$805K +7,942 +14%
SCA
54
Salient Capital Advisors
Texas
$6.36M -$95.3K -940 -1%
CG
55
Colony Group
Massachusetts
$6.29M +$6.01M +59,254 +2,122%
MBT
56
Montecito Bank & Trust
California
$6.28M +$6.28M +61,946 New
BRF
57
B. Riley Financial
California
$6.17M +$1.16M +11,490 +23%
QA
58
Quantitative Advantage
Minnesota
$6.14M -$6.34M -62,541 -51%
IA
59
IndexIQ Advisors
New York
$6.02M +$6.02M +59,383 New
JP Morgan Chase
60
JP Morgan Chase
New York
$6M -$5.35M -52,723 -47%
First Trust Advisors
61
First Trust Advisors
Illinois
$5.65M -$699K -6,894 -11%
Cambridge Investment Research Advisors
62
Cambridge Investment Research Advisors
Iowa
$5.56M +$944K +9,312 +20%
WC
63
Wexford Capital
Florida
$5.31M +$5.31M +52,372 New
SPL
64
Smart Portfolios LLC
Washington
$5.3M -$92.5K -912 -2%
TA
65
TMD & Associates
Arizona
$5.28M +$811K +7,995 +18%
PAG
66
Private Advisor Group
New Jersey
$5.26M +$4.05M +39,895 +332%
PA
67
Pinnacle Associates
New York
$5.17M +$167K +1,644 +3%
IWA
68
IBEX Wealth Advisors
New Jersey
$5.1M +$1.33M +13,135 +35%
AI
69
Atria Investments
North Carolina
$4.93M +$3.13M +30,908 +174%
SCA
70
STALEY CAPITAL ADVISERS
Pennsylvania
$4.9M -$101K -1,000 -2%
VA
71
Valmark Advisers
Ohio
$4.83M +$427K +4,209 +10%
FC
72
FCA Corp
Texas
$4.82M +$6.39K +63 +0.1%
HHGA
73
Halbert Hargrove Global Advisors
California
$4.69M +$4.69M +46,283 New
LJAC
74
L.J. Altfest & Co
New York
$4.55M -$1.22M -12,061 -21%
BO
75
BRR OpCo
Ohio
$4.51M +$1.18M +11,625 +35%

MINT Hedge Fund Activity: Q4 2016 in Review

277 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2016, worth a combined $2.73B — up 20% from $2.27B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new MINT positions and 16 closed out — a net gain of 43 holders — while 104 added to existing stakes and 76 trimmed.

The largest buyer was Windhaven Investment Management, adding an estimated $194M. The largest seller was Fidelity Investments, cutting an estimated $74.9M.

  • 277 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2016, up from 239 in Q3 2016.
  • Funds reported $2.73B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2016, up 20% quarter-over-quarter.
  • 59 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2016 and 16 closed out, a net change of +43 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2016 was Windhaven Investment Management, an estimated $194M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2016 was Fidelity Investments, an estimated $74.9M sold.

Based on aggregated 13F filings for Q4 2016.