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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

542 hedge funds and large institutions have $6.3B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 209 increasing their positions, 158 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

227% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 37

32% more repeat investments, than reductions

Existing positions increased: 209 | Existing positions reduced: 158

25% more funds holding in top 10

Funds holding in top 10: 6176 (+15)

16% more funds holding

Funds holding: 468542 (+74)

3% more capital invested

Capital invested by funds: $6.1B → $6.3B (+$198M)

2.02% less ownership

Funds ownership: 48.01%46% (-2%)

Holders
542
Holders Change
+74
Holders Change %
+15.81%
% of All Funds
10.68%
Holding in Top 10
76
Holding in Top 10 Change
+15
Holding in Top 10 Change %
+24.59%
% of All Funds
1.5%
New
121
Increased
209
Reduced
158
Closed
37
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$37.6M +$17.8M +174,784 +89%
BCI
27
Brinker Capital Investments
Pennsylvania
$37.4M -$1.16M -11,373 -3%
SIA
28
Soltis Investment Advisors
Utah
$37.3M +$37.3M +367,117 New
CG
29
Colony Group
Massachusetts
$35.5M +$3.95M +38,875 +13%
SEI Investments
30
SEI Investments
Pennsylvania
$30.7M +$1.59M +15,636 +5%
CAL
31
Capital Analysts LLC
Pennsylvania
$29.9M +$310K +3,050 +1%
ECM
32
Evergreen Capital Management
Washington
$29.3M -$13.3M -130,617 -31%
JWM
33
JFG Wealth Management
Colorado
$28.4M -$5.18M -50,909 -15%
FT
34
Fiduciary Trust
Massachusetts
$28.1M -$2.98M -29,343 -10%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$27.7M +$427K +4,201 +2%
HCM
36
Howland Capital Management
Massachusetts
$26M +$5.62M +55,262 +28%
RFA
37
Reilly Financial Advisors
California
$25.7M +$812K +7,989 +3%
TNBTD
38
Trustmark National Bank Trust Department
Mississippi
$25.5M -$10.4M -101,835 -29%
SCP
39
Syntal Capital Partners
Texas
$24.1M -$8.28M -81,435 -26%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$23.4M +$1.27M +12,463 +6%
ST
41
Smithfield Trust
Pennsylvania
$23M +$634K +6,239 +3%
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$21.1M +$983K +9,671 +5%
GIA
43
GHP Investment Advisors
Colorado
$20.7M +$20.7M +204,054 New
US Bancorp
44
US Bancorp
Minnesota
$20.1M +$616K +6,064 +3%
RCIM
45
Red Cedar Investment Management
Michigan
$20.1M -$5.35M -52,672 -21%
OIA
46
OneDigital Investment Advisors
Kansas
$19.8M +$1.48M +14,541 +8%
JP Morgan Chase
47
JP Morgan Chase
New York
$19.7M +$4.34M +42,678 +28%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$19.7M +$8.1M +79,683 +70%
CF
49
Centaurus Financial
California
$18.9M +$2.86M +28,111 +18%
PCP
50
Proficio Capital Partners
Massachusetts
$18.8M +$2.35M +23,148 +14%

MINT Hedge Fund Activity: Q4 2019 in Review

542 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2019, worth a combined $6.3B — up 3.3% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new MINT positions and 37 closed out — a net gain of 84 holders — while 209 added to existing stakes and 158 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $80.9M. The largest seller was UBS Group, cutting an estimated $37.2M.

  • 542 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2019, up from 468 in Q3 2019.
  • Funds reported $6.3B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2019, up 3.3% quarter-over-quarter.
  • 121 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2019 and 37 closed out, a net change of +84 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2019 was Morgan Stanley, an estimated $80.9M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2019 was UBS Group, an estimated $37.2M sold.

Based on aggregated 13F filings for Q4 2019.