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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

222 hedge funds and large institutions have $1.89B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more funds holding in top 10

Funds holding in top 10: 1924 (+5)

17% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 30

1% more funds holding

Funds holding: 220222 (+2)

7% less capital invested

Capital invested by funds: $2.04B → $1.89B (-$153M)

7.91% less ownership

Funds ownership: 52.16%44.25% (-7.9%)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
222
Holders Change
+2
Holders Change %
+0.91%
% of All Funds
5.92%
Holding in Top 10
24
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+26.32%
% of All Funds
0.64%
New
35
Increased
60
Reduced
85
Closed
30
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFGF
26
Compass Financial Group (Florida)
Florida
$15.5M +$9.38M +93,163 +154%
SGAM
27
Steinberg Global Asset Management
Florida
$14.9M +$828K +8,231 +6%
MM
28
Main Management
California
$14.8M +$855K +8,495 +6%
HCM
29
Harvest Capital Management
New Hampshire
$14.1M +$13.7M +136,108 +3,202%
MFS
30
MSI Financial Services
Massachusetts
$13.9M +$8.72M +86,599 +168%
HCM
31
Howland Capital Management
Massachusetts
$13.2M +$1.16M +11,515 +10%
VKH
32
Virtu KCG Holdings
New York
$12.9M +$12.2M +121,095 +1,734%
JIC
33
Johnson Investment Counsel
Ohio
$12.8M -$330K -3,280 -3%
MMA
34
Miracle Mile Advisors
California
$12.2M +$1.08M +10,715 +10%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$12.1M +$6.94M +68,990 +134%
SWP
36
Stratos Wealth Partners
Ohio
$12M -$4.94M -49,097 -29%
AI
37
Atria Investments
North Carolina
$11.7M -$11.8M -117,133 -50%
RJA
38
Raymond James & Associates
Florida
$11.6M -$53.9M -535,307 -82%
JIP
39
Jaffetilchin Investment Partners
Florida
$11.5M +$11.5M +114,317 New
RBA
40
Richard Bernstein Advisors
New York
$11M
PAM
41
Peak Asset Management
Colorado
$10.9M +$336K +3,338 +3%
SEI Investments
42
SEI Investments
Pennsylvania
$9.84M +$1.2M +11,950 +14%
EK
43
Evensky & Katz
Florida
$9.76M +$461K +4,579 +5%
First Trust Advisors
44
First Trust Advisors
Illinois
$8.89M -$111K -1,103 -1%
Baird Financial Group
45
Baird Financial Group
Wisconsin
$8.85M +$6.74M +67,007 +322%
ST
46
Smithfield Trust
Pennsylvania
$8.82M +$1.67M +16,558 +23%
RFA
47
Reilly Financial Advisors
California
$8.15M +$1.33M +13,190 +19%
Jane Street
48
Jane Street
New York
$8.02M +$8.01M +79,598 New
WT
49
Whittier Trust
California
$8.01M +$2.65M +26,295 +49%
Creative Planning
50
Creative Planning
Kansas
$7.89M +$617K +6,126 +8%

MINT Hedge Fund Activity: Q1 2016 in Review

222 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q1 2016, worth a combined $1.89B — down 7.5% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new MINT positions and 30 closed out — a net gain of 5 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $125M. The largest seller was RiverFront Investment Group, exiting entirely with an estimated $220M sold.

  • 222 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q1 2016, up from 220 in Q4 2015.
  • Funds reported $1.89B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q1 2016, down 7.5% quarter-over-quarter.
  • 35 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q1 2016 and 30 closed out, a net change of +5 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q1 2016 was Fidelity Investments, an estimated $125M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q1 2016 was RiverFront Investment Group, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2016.