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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

542 hedge funds and large institutions have $6.3B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 209 increasing their positions, 158 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

227% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 37

32% more repeat investments, than reductions

Existing positions increased: 209 | Existing positions reduced: 158

25% more funds holding in top 10

Funds holding in top 10: 6176 (+15)

16% more funds holding

Funds holding: 468542 (+74)

3% more capital invested

Capital invested by funds: $6.1B → $6.3B (+$198M)

2.02% less ownership

Funds ownership: 48.01%46% (-2%)

Holders
542
Holders Change
+74
Holders Change %
+15.81%
% of All Funds
10.68%
Holding in Top 10
76
Holding in Top 10 Change
+15
Holding in Top 10 Change %
+24.59%
% of All Funds
1.5%
New
121
Increased
209
Reduced
158
Closed
37
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FAM
426
Flaharty Asset Management
Florida
$326K +$326K +3,210 New
ASN
427
Advisory Services Network
Georgia
$325K -$336K -3,302 -51%
GT
428
Glenview Trust
Kentucky
$317K
SEIA
429
Signature Estate & Investment Advisors
California
$317K +$317K +3,116 New
BCA
430
Bay Colony Advisors
Massachusetts
$310K -$200K -1,965 -39%
TCPWM
431
Traverso Chambers Private Wealth Management
California
$306K
OMC
432
Overbrook Management Corp
New York
$306K +$306K +3,008 New
PIM
433
Penobscot Investment Management
Massachusetts
$305K
WKWM
434
Walter & Keenan Wealth Management
Indiana
$305K
BRWA
435
B. Riley Wealth Advisors
Florida
$305K +$1.73K +17 +0.6%
SDH
436
Sloy Dahl & Holst
Washington
$302K +$303K +2,980 New
FAG
437
Financial Advisory Group
Texas
$300K -$149K -1,463 -33%
NB
438
Nicolet Bankshares
Wisconsin
$295K
FF
439
Friedenthal Financial
New Jersey
$293K +$6.71K +66 +2%
BFA
440
Beacon Financial Advisory
Ohio
$291K +$292K +2,874 New
OAM
441
Occidental Asset Management
California
$290K -$122K -1,200 -30%
LF
442
LifeSteps Financial
California
$289K +$289K +2,846 New
GW
443
GW & Wade
Massachusetts
$287K +$9.35K +92 +3%
IWP
444
Icon Wealth Partners
Texas
$286K
FFG
445
Frisch Financial Group
New York
$286K +$1.73K +17 +0.6%
PWM
446
PRW Wealth Management
Massachusetts
$280K -$187K -1,840 -40%
OAJ
447
Ogorek Anthony Joseph
New York
$279K +$102 +1 +0%
FSA
448
Financial Sense Advisors
California
$277K -$456K -4,490 -62%
SG
449
StoneX Group
New York
$262K +$11.8K +116 +5%
CAN
450
Claraphi Advisory Network
United States
$260K +$260K +2,555 New

MINT Hedge Fund Activity: Q4 2019 in Review

542 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2019, worth a combined $6.3B — up 3.3% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new MINT positions and 37 closed out — a net gain of 84 holders — while 209 added to existing stakes and 158 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $80.9M. The largest seller was UBS Group, cutting an estimated $37.2M.

  • 542 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2019, up from 468 in Q3 2019.
  • Funds reported $6.3B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2019, up 3.3% quarter-over-quarter.
  • 121 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2019 and 37 closed out, a net change of +84 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2019 was Morgan Stanley, an estimated $80.9M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2019 was UBS Group, an estimated $37.2M sold.

Based on aggregated 13F filings for Q4 2019.