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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

239 hedge funds and large institutions have $2.27B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 93 increasing their positions, 70 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 17

33% more repeat investments, than reductions

Existing positions increased: 93 | Existing positions reduced: 70

25% more funds holding in top 10

Funds holding in top 10: 24 → 30 (+6)

10% more capital invested

Capital invested by funds: $2.07B → $2.27B (+$199M)

7% more funds holding

Funds holding: 224 → 239 (+15)

1.47% less ownership

Funds ownership: 47.06% → 45.59% (-1.5%)

Holders
239
Holders Change
+15
Holders Change %
+6.7%
% of All Funds
6.38%
Holding in Top 10
30
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+25%
% of All Funds
0.8%
New
35
Increased
93
Reduced
70
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$275M
2
Morgan Stanley
Morgan Stanley
New York
+$30.5M
3
FFA
First Foundation Advisors
California
+$27.6M
4
ECM
Evergreen Capital Management
Washington
+$24.6M
5
UCFA
United Capital Financial Advisors
Texas
+$17.3M

Top Sellers

1
SMM
Stadion Money Management
Georgia
-$225M
2
CG
Colony Group
Massachusetts
-$32M
3
QA
Quantitative Advantage
Minnesota
-$10.3M
4
MMA
Miracle Mile Advisors
California
-$9.59M
5
Jane Street
Jane Street
New York
-$4.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
FPFS
226
First Personal Financial Services
North Carolina
$10K +$10.1K +100 New
DADC
227
D.A. Davidson & Co
Montana
$9K – – –
AF
228
Allworth Financial
California
$9K +$8.81K +87 New
SJIM
229
St. Johns Investment Management
Florida
$9K +$9.01K +89 New
IWMPD
230
Integrated Wealth Management (Palm Desert)
California
$8K – – –
NR
231
Newfound Research
Massachusetts
$7K +$2.23K +22 +45%
Mariner
232
Mariner
Kansas
$6K +$5.67K +56 New
First Manhattan
233
First Manhattan
New York
$5K – – –
WA
234
WFG Advisors
Texas
$5K – – –
MFW
235
Mosaic Family Wealth
Missouri
$5K +$4.76K +47 New
TC
236
Trust Company
Kansas
$3K +$2.84K +28 New
GI
237
Gradient Investments
Minnesota
$2K – – –
CIM
238
Contravisory Investment Management
Massachusetts
$1K +$506 +5 New
SBL
239
Sargent Bickham Lagudis
Colorado
$796 – – –
BCM
240
Brookstone Capital Management
Illinois
– -$4M -39,518 Closed
BP
241
Ballentine Partners
Massachusetts
– -$1.26M -12,424 Closed
IIC
242
Ironwood Investment Counsel
Arizona
– -$1.02M -10,092 Closed
MBT
243
Montecito Bank & Trust
California
– -$871K -8,605 Closed
SC
244
SouthState Corp
Florida
– -$399K -3,944 Closed
Northwestern Mutual Wealth Management
245
Northwestern Mutual Wealth Management
Wisconsin
– -$366K -3,623 Closed
CIC
246
Cutler Investment Counsel
Oregon
– -$320K -3,159 Closed
CC
247
Callan Capital
California
– -$314K -3,103 Closed
GI
248
Glovista Investments
New Jersey
– -$283K -2,800 Closed
WP
249
WealthSource Partners
California
– -$253K -2,500 Closed
KA
250
Kovack Advisors
Florida
– -$218K -2,152 Closed
7 8 9
10
11

MINT Hedge Fund Activity: Q3 2016 in Review

239 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2016, worth a combined $2.27B — up 9.6% from $2.07B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new MINT positions and 17 closed out — a net gain of 18 holders — while 93 added to existing stakes and 70 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $275M. The largest seller was Stadion Money Management, cutting an estimated $225M.

  • 239 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2016, up from 224 in Q2 2016.
  • Funds reported $2.27B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2016, up 9.6% quarter-over-quarter.
  • 35 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2016 and 17 closed out, a net change of +18 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2016 was Fidelity Investments, an estimated $275M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2016 was Stadion Money Management, an estimated $225M sold.

Based on aggregated 13F filings for Q3 2016.