We are live on ! Find out more
MDY icon

State Street SPDR S&P MIDCAP 400 ETF Trust

507 hedge funds and large institutions have $7.96B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2014 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 153 increasing their positions, 200 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 37

0% less funds holding

Funds holding: 509507 (-2)

8% less call options, than puts

Call options by funds: $713M | Put options by funds: $773M

4.03% less ownership

Funds ownership: 60.56%56.53% (-4%)

11% less funds holding in top 10

Funds holding in top 10: 7062 (-8)

16% less capital invested

Capital invested by funds: $9.44B → $7.96B (-$1.47B)

24% less repeat investments, than reductions

Existing positions increased: 153 | Existing positions reduced: 200

Holders
507
Holders Change
-2
Holders Change %
-0.39%
% of All Funds
14.71%
Holding in Top 10
62
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-11.43%
% of All Funds
1.8%
New
40
Increased
153
Reduced
200
Closed
37
Calls
$713M
Puts
$773M
Net Calls
-$60.2M
Net Calls Change
+$260M
Name Holding Trade Value Shares
Change
Change in
Stake
PR
201
Payden & Rygel
California
$2.58M
TRCT
202
Tower Research Capital (TRC)
New York
$2.54M +$2.62M +10,197 New
MWM
203
Merriman Wealth Management
Washington
$2.53M +$2.49M +9,700 New
FAAM
204
First Allied Asset Management
California
$2.5M +$687K +2,677 +36%
KPCM
205
Kings Point Capital Management
New York
$2.46M +$15.1K +59 +0.6%
FNBOMD
206
First National Bank of Mount Dora
Florida
$2.44M +$18K +70 +0.7%
LTFS
207
Ladenburg Thalmann Financial Services
Florida
$2.44M -$1.13M -4,403 -31%
DIA
208
Denver Investment Advisors
Colorado
$2.43M +$218K +850 +10%
SWM
209
Strategic Wealth Management
Washington
$2.41M -$7.7K -30 -0.3%
SAM
210
Sawgrass Asset Management
Florida
$2.4M -$1.8K -7 -0.1%
CBT
211
Central Bank & Trust
Kentucky
$2.35M +$237K +922 +11%
NPC
212
National Planning Corporation
California
$2.3M -$11.3M -44,092 -83%
HCP
213
Holt Capital Partners
Texas
$2.29M +$53.9K +210 +2%
CFC
214
Coyle Financial Counsel
Illinois
$2.25M -$12.1K -47 -0.5%
MCWS
215
McKinley Carter Wealth Services
West Virginia
$2.21M +$2.28M +8,886 New
AI
216
Atria Investments
North Carolina
$2.21M +$44.4K +173 +2%
William Blair & Company
217
William Blair & Company
Illinois
$2.2M -$38.5K -150 -2%
MWR
218
McAdams Wright Ragen
Washington
$2.19M -$8.98K -35 -0.4%
CCFCSB
219
Cape Cod Five Cents Savings Bank
Massachusetts
$2.13M
SAM
220
Silvercrest Asset Management
New York
$2.09M -$35.9K -140 -2%
ICAS
221
Investors Capital Advisory Services
Massachusetts
$2.06M -$45.9K -179 -2%
GA
222
Geneva Advisors
Illinois
$2.04M -$29.5K -115 -1%
RMDI
223
R.M. Davis Inc
Maine
$2.02M +$29.5K +115 +1%
VFS
224
VSR Financial Services
Kansas
$2.02M -$530K -2,065 -20%
CNB
225
City National Bank
California
$2.01M -$156K -606 -7%

MDY Hedge Fund Activity: Q3 2014 in Review

507 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2014, worth a combined $7.96B — down 16% from $9.44B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new MDY positions and 37 closed out — a net gain of 3 holders — while 153 added to existing stakes and 200 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $275M. The largest seller was Stadion Money Management, exiting entirely with an estimated $232M sold.

  • 507 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2014, down from 509 in Q2 2014.
  • Funds reported $7.96B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2014, down 16% quarter-over-quarter.
  • 40 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2014 and 37 closed out, a net change of +3 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2014 was Deutsche Bank, an estimated $275M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2014 was Stadion Money Management, an estimated $232M sold.

Based on aggregated 13F filings for Q3 2014.