National Planning Corporation’s State Street SPDR S&P MIDCAP 400 ETF Trust MDY Stock Holding History

National Planning Corporation’s Portfolio MDY Stock Details MDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-31	Closed	-$10.7K	–	30
2017 Q4	$10.7K	Sell	31 -39,425	-100%	-$13.3M	1.47%	24
2017 Q3	$12.9M	Sell	39,456 -4,151	-10%	-$1.32M	1.07%	19
2017 Q2	$14M	Sell	43,607 -32,072	-42%	-$10.1M	1.06%	16
2017 Q1	$23.5M	Sell	75,679 -9,425	-11%	-$2.92M	1.77%	6
2016 Q4	$26.1M	Buy	85,104 +14,859	+21%	+$4.3M	2.03%	4
2016 Q3	$19.3M	Sell	70,245 -79,546	-53%	-$22.4M	1.53%	12
2016 Q2	$41.9M	Buy	149,791 +135,237	+929%	+$36.1M	3.24%	2
2016 Q1	$3.85M	Buy	14,554 +6,555	+82%	+$1.6M	0.33%	69
2015 Q4	$1.86M	Sell	7,999 -3,075	-28%	-$800K	0.15%	145
2015 Q3	$2.95M	Sell	11,074 -64,205	-85%	-$17M	0.27%	78
2015 Q2	$20.5M	Buy	75,279 +2,679	+4%	+$745K	1.84%	10
2015 Q1	$19.8M	Buy	72,600 +60,267	+489%	+$16.2M	1.76%	8
2014 Q4	$3.21M	Buy	12,333 +3,083	+33%	+$789K	0.23%	81
2014 Q3	$2.3M	Sell	9,250 -44,092	-83%	-$11.3M	0.17%	113
2014 Q2	$13.9M	Buy	53,342 +4,298	+9%	+$1.08M	1.09%	16
2014 Q1	$12.4M	Buy	49,044 +38,009	+344%	+$9.32M	1.07%	16
2013 Q4	$2.69M	Sell	11,035 -1,086	-9%	-$255K	0.24%	95
2013 Q3	$2.78M	Buy	12,121 +2,934	+32%	+$652K	0.27%	78
2013 Q2	$1.94M	Buy	+9,187	New	+$1.94M	0.24%	101

Other funds holding MDY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

National Planning Corporation's MDY Position: Q1 2018 in Review

National Planning Corporation sold out of State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) in Q1 2018, closing a stake of 31 shares — an estimated $10.7K sold.

National Planning Corporation first reported a position in MDY in Q2 2013 and held it in 19 quarters. The position peaked at $41.9M in Q2 2016. 813 funds tracked by Wall St. Rank hold MDY as of Q1 2018.

National Planning Corporation reported no remaining State Street SPDR S&P MIDCAP 400 ETF Trust position as of Q1 2018 after selling out during the quarter.
National Planning Corporation sold 31 State Street SPDR S&P MIDCAP 400 ETF Trust shares in Q1 2018, an estimated $10.7K.
National Planning Corporation first reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust in Q2 2013 and held it in 19 quarters.
National Planning Corporation's State Street SPDR S&P MIDCAP 400 ETF Trust position peaked at $41.9M in Q2 2016.
813 funds tracked by Wall St. Rank held State Street SPDR S&P MIDCAP 400 ETF Trust as of Q1 2018.

Based on National Planning Corporation's 13F filing for Q1 2018.