First Allied Asset Management’s State Street SPDR S&P MIDCAP 400 ETF Trust MDY Stock Holding History

First Allied Asset Management’s Portfolio MDY Stock Details MDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-5,782	Closed	-$1.6M	–	90
2015 Q1	$1.6M	Buy	5,782 +534	+10%	+$144K	0.23%	105
2014 Q4	$1.39M	Sell	5,248 -4,796	-48%	-$1.23M	0.19%	114
2014 Q3	$2.5M	Buy	10,044 +2,677	+36%	+$687K	0.34%	98
2014 Q2	$1.92M	Sell	7,367 -29,124	-80%	-$7.29M	0.28%	98
2014 Q1	$9.22M	Sell	36,491 -15,067	-29%	-$3.69M	1.34%	19
2013 Q4	$12.6M	Sell	51,558 -2,779	-5%	-$654K	1.81%	8
2013 Q3	$12.3M	Sell	54,337 -29,850	-35%	-$6.64M	1.85%	8
2013 Q2	$17.7M	Buy	+84,187	New	+$17.8M	2.54%	4

Other funds holding MDY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

First Allied Asset Management's MDY Position: Q2 2015 in Review

First Allied Asset Management sold out of State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) in Q2 2015, closing a stake of 5,782 shares — an estimated $1.6M sold.

First Allied Asset Management first reported a position in MDY in Q2 2013 and held it in 8 quarters. The position peaked at $17.7M in Q2 2013. 572 funds tracked by Wall St. Rank hold MDY as of Q2 2015.

First Allied Asset Management reported no remaining State Street SPDR S&P MIDCAP 400 ETF Trust position as of Q2 2015 after selling out during the quarter.
First Allied Asset Management sold 5,782 State Street SPDR S&P MIDCAP 400 ETF Trust shares in Q2 2015, an estimated $1.6M.
First Allied Asset Management first reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust in Q2 2013 and held it in 8 quarters.
First Allied Asset Management's State Street SPDR S&P MIDCAP 400 ETF Trust position peaked at $17.7M in Q2 2013.
572 funds tracked by Wall St. Rank held State Street SPDR S&P MIDCAP 400 ETF Trust as of Q2 2015.

Based on First Allied Asset Management's 13F filing for Q2 2015.